Harbor Small Cap Growth Fund Institutional Class (HASGX)

Investor Class | Institutional Class | Administrative Class

Portfolio Characteristics (As of Quarter-Ended 12/31/2011)

 Harbor Small Cap Growth FundRussell 2000® Growth Index
Number of Holdings581,162
Weighted Avg. Market Cap ($Mil)1,810.481,384.77
Median Market Cap ($Mil)1,403.93521.02
Price/Book Ratio2.162.88
Adj. Trailing P/E Ratio24.3730.18
Forecasted P/E Ratio12.9415.33
Earnings Growth Rate (%)1.2212.59
Proj. Earnings Growth Rate (%)16.5218.02
Return on Equity (%)14.1316.33
Turnover (unannualized % since 10/31)8-
Beta vs. Russell 2000® Growth Index0.95-
Beta vs. Russell 3000® Index1.14-

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter-Ended 12/31/2011)

Company Name [Ticker]% of Net Assets
Arthrocare Corporation [ARTC]3.1
Team Health Holdings Inc. [TMH]2.9
Mednax Inc. [MD]2.8
Tenneco Inc. [TEN]2.7
Titan International Inc. [TWI]2.5
United Therapeutics Corporation [UTHR]2.5
Taleo Corporation [TLEO]2.4
Fortinet Inc. [FTNT]2.2
Hexcel Corporation [HXL]2.2
Stewart Enterprises Inc. [STEI]2.1
% of Total Holdings:25.4

Full Holdings (As of Quarter-Ended 12/31/2011)

Download: Calendar Quarter-End Holdings (xls) | Fiscal Quarter-End Holdings (pdf)
Company Name [Ticker]CountryCUSIPShares (000's)Current Price ($)Market Value ($000's)% of Net Assets
Arthrocare Corporation [ARTC]US04313610046131.6814,6103.1
Team Health Holdings Inc. [TMH]US87817A10760522.0713,3512.9
Mednax Inc. [MD]US58502B10618272.0113,0992.8
Tenneco Inc. [TEN]US88034910541829.7812,4462.7
Titan International Inc. [TWI]US88830M10260119.4611,6902.5
United Therapeutics Corporation [UTHR]US91307C10224747.2511,6752.5
Taleo Corporation [TLEO]US87424N10428538.6911,0312.4
Fortinet Inc. [FTNT]US34959E10947521.8110,3622.2
Hexcel Corporation [HXL]US42829110842824.2110,3582.2
Stewart Enterprises Inc. [STEI]US8603701051,7345.769,9872.1
Triumph Group Inc. [TGI]US89681810116858.459,8482.1
QLIK Technologies Inc. [QLIK]US74733T10539524.209,5672.1
Higher One Holdings Inc. [ONE]US42983D10451218.449,4362.0
Solutia Inc. [SOA]US83437650154517.289,4152.0
SolarWinds Inc. [SWI]US83416B10933627.959,3842.0
CLARCOR Inc. [CLC]US17989510718749.999,3632.0
Huron Consulting Group Inc. [HURN]US44746210224038.749,2992.0
ICON plc ADR [ICLR]IE45103T10753417.119,1452.0
Rowan Companies Inc. [RDC]US77938210029830.339,0301.9
Watsco Inc. [WSO]US94262220013565.668,8401.9
Heartland Express Inc. [HTLD]US42234710461614.298,7991.9
Validus Holdings Ltd. [VR]BMG9319H10227231.508,5701.8
Cavium Inc. [CAVM]US14964U10829728.438,4311.8
Corporate Executive Board Co. [EXBD]US21988R10222038.108,3811.8
ATMI Inc. [ATMI]US00207R10141120.038,2391.8
Cheesecake Factory Inc. [CAKE]US16307210127529.358,0741.7
Superior Energy Services Inc. [SPN]US86815710827728.447,8661.7
Umpqua Holdings Corporation [UMPQ]US90421410363412.397,8531.7
Avis Budget Group Inc. [CAR]US05377410572310.727,7511.7
East West Bancorp Inc. [EWBC]US27579R10438919.757,6811.6
Gardner Denver Inc. [GDI]US36555810510077.067,6771.6
Lincare Holdings Inc. [LNCR]US53279110029625.717,6131.6
Tesoro Corporation [TSO]US88160910132123.367,5031.6
Kraton Performance Polymers Inc. [KRA]US50077C10634820.307,0651.5
Quidel Corporation [QDEL]US74838J10146515.137,0291.5
Oil States International Inc. [OIS]US6780261059076.376,8951.5
DFC Global Corp. [DLLR]US23324T10737618.066,7841.5
Colfax Corporation [CFX]US19401410623728.486,7551.4
Masimo Corporation [MASI]US57479510035918.696,7131.4
Westlake Chemical Corporation [WLK]US96041310216740.246,7091.4
The GEO Group Inc. [GEO]US36159R10339516.756,6101.4
Orthofix International NV [OFIX]NLN6748L10218535.236,5141.4
MoneyGram International Inc. [MGI]US60935Y20835217.756,2401.3
Idenix Pharmaceuticals Inc. [IDIX]US45166R2048057.455,9901.3
Sagent Pharmaceuticals Inc. [SGNT]US78669210328021.005,8771.3
Swift Transportation Corporation [SWFT]US87074U1017058.245,8051.2
Cadence Design Systems Inc. [CDNS]US12738710854010.405,6161.2
Tesla Motors Inc. [TSLA]US88160R10118628.565,3121.1
LaSalle Hotel Properties [LHO]US51794210820024.214,8311.0
ADTRAN Inc. [ADTN]US00738A10615530.164,6851.0
KapStone Paper and Packaging Corporation [KS]US48562P10329515.744,6381.0
Alpha Natural Resources Inc. [ANR]US02076X10222420.434,5751.0
Finish Line Inc. [FINL]US31792310022319.294,3040.9
Emulex Corporation [ELX]US2924752095436.863,7280.8
Metabolix Inc. [MBLX]US5910188097624.553,4670.7
DexCom Inc. [DXCM]US2521311072939.312,7240.6
FXCM Inc. [FXCM]US3026931062779.752,7040.6
Net 1 UEPS Technologies Inc. [UEPS]ZA64107N2063347.672,5640.6
Total450,50896.3
Cash and Other Assets Less Liabilities3.7
Total Net Assets100%

Sector Allocation (As of Quarter-Ended 12/31/2011)

As of Quarter-Ended 12/31/2011
Economic SectorHarbor Small Cap Growth Fund %Russell 2000® Growth Index %
Industrials23.916.4
Health Care23.120.0
Information Technology19.222.1
Consumer Discretionary8.615.1
Financials8.28.3
Energy7.78.1
Materials6.04.4
Utilities0.00.3
Telecommunication Services0.01.1
Consumer Staples0.04.1

Sector Returns (As of Quarter-Ended 12/31/2011)

As of Quarter-Ended 12/31/2011
Sector ReturnsHarbor Small Cap Growth Fund %Russell 2000® Growth Index %
Materials23.013.7
Information Technology20.114.3
Industrials19.320.8
Energy15.130.6
Financials13.912.8
Health Care13.711.3
Consumer Discretionary11.112.4
Cash0.00.0
Consumer Staples0.07.3
Telecommunication Services0.09.1
Utilities0.05.2

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The Russell 2000 Growth Index is an unmanaged index representing the smallest 2000 stocks with the highest price-to-book ratio and future earnings. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 2000® Growth Index and Russell® are trademarks of Russell Investments.

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