Harbor Capital Appreciation Fund Institutional Class (HACAX)

Investor Class | Institutional Class | Administrative Class

Portfolio Characteristics (As of Quarter-Ended 12/31/2011)

 Harbor Capital Appreciation FundRussell 1000® Growth Index
Number of Holdings74588
Weighted Avg. Market Cap ($Mil)69,461.7696,414.29
Median Market Cap ($Mil)26,624.545,545.07
Price/Book Ratio3.983.67
Adj. Trailing P/E Ratio21.3616.14
Forecasted P/E Ratio16.4613.16
Earnings Growth Rate (%)17.9312.15
Proj. Earnings Growth Rate (%)17.8113.34
Return on Equity (%)17.8921.42
Turnover (unannualized % since 10/31)6-
Beta vs. Russell 1000® Growth Index0.97-
Beta vs. Russell 3000® Index0.85-

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter-Ended 12/31/2011)

Company Name [Ticker]% of Net Assets
Apple Inc. [AAPL]6.0
Amazon.com Inc. [AMZN]3.5
Google Inc. [GOOG]3.0
MasterCard Inc. [MA]2.7
Starbucks Corp. [SBUX]2.5
International Business Machines Corporation [IBM]2.4
Precision Castparts Corp. [PCP]2.4
Shire plc ADR [SHPGY]2.3
Monsanto Company [MON]2.1
American Tower Corp [AMT]2.1
% of Total Holdings:29.0

Full Holdings (As of Quarter-Ended 12/31/2011)

Download: Calendar Quarter-End Holdings (xls) | Fiscal Quarter-End Holdings (pdf)
Company Name [Ticker]CountryCUSIPShares (000's)Current Price ($)Market Value ($000's)% of Net Assets
Apple Inc. [AAPL]US0378331001,840405.00745,2336.0
Amazon.com Inc. [AMZN]US0231351062,508173.10434,1713.5
Google Inc. [GOOG]US38259P508583645.90376,7553.0
MasterCard Inc. [MA]US57636Q104900372.82335,7092.7
Starbucks Corp. [SBUX]US8552441096,72346.01309,3042.5
International Business Machines Corporation [IBM]US4592001011,645183.88302,4632.4
Precision Castparts Corp. [PCP]US7401891051,816164.79299,3072.4
Shire plc ADR [SHPGY]IE82481R1062,781103.90288,9982.3
Monsanto Company [MON]US61166W1013,68170.07257,9472.1
American Tower Corp [AMT]US0299122014,27860.01256,7482.1
Costco Wholesale Corporation [COST]US22160K1053,00183.32250,0572.0
Nike Inc. [NKE]US6541061032,54496.37245,2052.0
Qualcomm Inc. [QCOM]US7475251034,30554.70235,4611.9
Oracle Corp. [ORCL]US68389X1059,08925.65233,1241.9
McDonald's Corporation [MCD]US5801351012,239100.33224,6231.8
Allergan Inc. [AGN]US0184901022,55887.74224,4561.8
EMC Corp. [EMC]US26864810210,41421.54224,3081.8
Celgene Corporation [CELG]US1510201043,31867.60224,2891.8
American Express Co. [AXP]US0258161094,69147.17221,2851.8
Salesforce.com Inc. [CRM]US79466L3022,142101.46217,3381.7
Novo Nordisk AS ADR [NVO]DK6701002051,841115.26212,1901.7
Boeing Company [BA]US0970231052,88073.35211,2501.7
Schlumberger Ltd. [SLB]US8068571083,08968.31211,0301.7
Estée Lauder Companies Inc. [EL]US5184391041,878112.32210,8851.7
Ralph Lauren Corporation [RL]US7512121011,518138.08209,6701.7
Baidu Inc. ADR [BIDU]CN0567521081,760116.47204,9791.6
VMware Inc. [VMW]US9285634022,34083.19194,6941.6
Union Pacific Corporation [UNP]US9078181081,778105.94188,4061.5
Whole Foods Market Inc. [WFM]US9668371062,59369.58180,4231.5
Chipotle Mexican Grill Inc. [CMG]US169656105502337.74169,3951.4
Walt Disney Company [DIS]US2546871064,11237.50154,1871.2
Bristol-Myers Squibb Co. [BMY]US1101221084,27335.24150,5851.2
Anadarko Petroleum Corporation [APC]US0325111071,96776.33150,1611.2
Priceline.com Inc. [PCLN]US741503403320467.71149,8321.2
NetApp Inc. [NTAP]US64110D1044,08036.27147,9851.2
Mead Johnson Nutrition Company [MJN]US5828391062,12868.73146,2891.2
Occidental Petroleum Corporation [OXY]US6745991051,51993.70142,3691.1
Johnson & Johnson [JNJ]US4781601042,16065.58141,6701.1
Agilent Technologies Inc. [A]US00846U1013,88634.93135,7321.1
EOG Resources Inc. [EOG]US26875P1011,34498.51132,3551.1
Concho Resources Inc. [CXO]US20605P1011,39193.75130,3791.0
National Oilwell Varco Inc. [NOV]US6370711011,90567.99129,5271.0
Bed Bath & Beyond Inc. [BBBY]US0758961002,20957.97128,0831.0
VISA Inc. [V]US92826C8391,241101.53125,9551.0
Coach Inc. [COH]US1897541042,04261.04124,6231.0
United Technologies Corporation [UTX]US9130171091,66673.09121,7591.0
BorgWarner Inc. [BWA]US0997241061,90863.74121,6471.0
Red Hat Inc. [RHT]US7565771022,77341.29114,4840.9
Lululemon Athletica Inc. [LULU]US5500211092,44046.66113,8610.9
Burberry Group plc [BRBY]GB3174309086,18518.39113,7330.9
Alexion Pharmaceuticals Inc. [ALXN]US0153511091,58471.50113,2380.9
Express Scripts Inc. [ESRX]US3021821002,48844.69111,2020.9
Harley-Davidson Inc. [HOG]US4128221082,42238.8794,1340.8
E.l. du Pont de Nemours & Company [DD]US2635341091,97045.7890,1760.7
Tiffany & Co. [TIF]US8865471081,33766.2688,5690.7
Avago Technologies Ltd. [AVGO]USY0486S1043,04428.8687,8520.7
Congnizant Technology Solutions Corporation [CTSH]US1924461021,35164.3186,9010.7
Inditex SA [ITX]ES7111319041,04781.6385,5070.7
Vertex Pharmaceuticals Inc. [VRTX]US92532F1002,49433.2182,8390.7
Altera Corp. [ALTR]US0214411002,09137.1077,5780.6
ARM Holdings plc ADR [ARMH]GB0420681062,46127.6768,0870.5
LinkedIn Corporation [LNKD]US53578A1081,07663.0167,7690.5
Tencent Holdings Ltd. [700]CNB01CT39053,32720.0166,5720.5
Morgan Stanley [MS]US6174464484,23615.1364,0950.5
Goldman Sachs Group Inc. [GS]US38141G10468390.4361,7680.5
Lowe's Cos. Inc. [LOW]US5486611072,39925.3860,8970.5
Illumina Inc. [ILMN]US4523271091,97530.4860,2050.5
Bayerische Motoren Werke AG [BMW]DE57560290986466.8557,7470.5
Broadcom Corporation [BRCM]US1113201071,72229.3650,5550.4
Dunkin' Brands Group Inc. [DNKN]US2655041001,76124.9843,9990.4
Juniper Networks Inc. [JNPR]US48203R1042,14120.4143,6940.4
LVMH Moet Hennessy Louis Vuitton SA [MC]FR406141903243140.8634,2870.3
Roper Industries Inc. [ROP]US77669610637786.8732,7420.3
Youku.com Inc. ADR [YOKU]CN98742U1001,17515.6718,4050.1
Total12,223,73798.2
Cash and Other Assets Less Liabilities1.8
Total Net Assets100%

Sector Allocation (As of Quarter-Ended 12/31/2011)

As of Quarter-Ended 12/31/2011
Economic SectorHarbor Capital Appreciation Fund %Russell 1000® Growth Index %
Information Technology32.428.0
Consumer Discretionary23.814.2
Health Care14.010.7
Energy7.211.1
Industrials6.912.7
Consumer Staples6.312.8
Materials2.85.4
Financials2.84.2
Telecommunication Services2.10.9
Utilities0.00.1

Sector Returns (As of Quarter-Ended 12/31/2011)

As of Quarter-Ended 12/31/2011
Sector ReturnsHarbor Capital Appreciation Fund %Russell 1000® Growth Index %
Energy26.618.7
Materials16.715.3
Industrials14.116.0
Health Care7.17.4
Information Technology5.47.1
Financials5.412.2
Consumer Staples4.79.0
Consumer Discretionary4.59.4
Cash0.20.0
Telecommunication Services0.07.9
Utilities0.03.6

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The Russell 1000® Growth Index is an unmanaged index generally representative of the U.S. market for larger capitalization growth stocks. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 1000® Growth Index and Russell® are trademarks of Russell Investments.

The S&P 500 Index is an unmanaged index generally representative of the U.S. stock market. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

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