Harbor Small Cap Value Fund Institutional Class (HASCX)

Investor Class | Institutional Class | Administrative Class

Portfolio Characteristics (As of Quarter-Ended 12/31/2011)

 Harbor Small Cap Value FundRussell 2000® Value Index
Number of Holdings541,354
Weighted Avg. Market Cap ($Mil)2,838.951,067.88
Median Market Cap ($Mil)1,837.79395.74
Price/Book Ratio1.681.20
Adj. Trailing P/E Ratio23.2223.22
Forecasted P/E Ratio13.2512.67
Earnings Growth Rate (%)3.68-0.14
Proj. Earnings Growth Rate (%)13.0011.09
Return on Equity (%)9.9612.44
Turnover (unannualized % since 10/31)1-
Beta vs. Russell 2000® Value Index0.92-
Beta vs. Russell 3000® Index1.23-

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter-Ended 12/31/2011)

Company Name [Ticker]% of Net Assets
Cabot Oil & Gas Corporation [COG]4.7
Core Laboratories NV [CLB]3.5
Oneok Inc. [OKE]3.0
PVH Corp. [PVH]3.0
Amerigroup Corporation [AGP]3.0
Delphi Financial Group Inc. [DFG]2.7
Lufkin Industries Inc. [LUFK]2.6
Hexcel Corporation [HXL]2.5
FLIR Systems Inc. [FLIR]2.4
Life Time Fitness Inc. [LTM]2.4
% of Total Holdings:29.8

Full Holdings (As of Quarter-Ended 12/31/2011)

Download: Calendar Quarter-End Holdings (xls) | Fiscal Quarter-End Holdings (pdf)
Company Name [Ticker]CountryCUSIPShares (000's)Current Price ($)Market Value ($000's)% of Net Assets
Cabot Oil & Gas Corporation [COG]US12709710335175.9026,6484.7
Core Laboratories NV [CLB]USN22717107176113.9519,9983.5
Oneok Inc. [OKE]US68268010319886.6917,1473.0
PVH Corp. [PVH]US69365610024270.4917,0233.0
Amerigroup Corporation [AGP]US03073T10228759.0816,9623.0
Delphi Financial Group Inc. [DFG]US24713110534444.3015,2592.7
Lufkin Industries Inc. [LUFK]US54976410822467.3115,0722.6
Hexcel Corporation [HXL]US42829110859524.2114,4122.5
FLIR Systems Inc. [FLIR]US30244510154725.0713,7222.4
Life Time Fitness Inc. [LTM]US53217R20728946.7513,4972.4
Raymond James Financial Inc. [RJF]US75473010943530.9613,4732.4
Global Payments Inc. [GPN]US37940X10228447.3813,4612.4
Mednax Inc. [MD]US58502B10618572.0113,3142.3
Cash America International Inc. [CSH]US14754D10028346.6313,2042.3
South Jersey Industries Inc. [SJI]US83851810822756.8112,9232.3
Timken Company [TKR]US88738910433038.7112,7902.2
Valspar Corporation [VAL]US92035510432738.9712,7392.2
WGL Holdings Inc. [WGL]US92924F10628744.2212,6972.2
Reinsurance Group of America Inc. [RGA]US75935160423552.2512,2892.2
Bristow Group Inc. [BRS]US11039410325447.3912,0352.1
Aaron's Inc. [AAN]US00253530043026.6811,4592.0
Trustmark Corporation [TRMK]US89840210242724.2910,3821.8
AMCOL International Corporation [ACO]US02341W10338026.8510,2121.8
Helen of Troy Ltd. [HELE]USG4388N10633130.7010,1621.8
Scotts Miracle-Gro Company [SMG]US81018610621546.6910,0201.8
EnerSys [ENS]US29275Y10238325.979,9491.7
Moog Inc. [MOG/A]US61539420222343.939,7791.7
Protective Life Corporation [PL]US74367410343122.569,7171.7
SBA Communications Corporation [SBAC]US78388J10622142.969,4861.7
Snap-on Inc. [SNA]US83303410118550.629,3441.6
Arris Group Inc. [ARRS]US04269Q10084110.829,0971.6
Medical Properties Trust Inc. [MPW]US58463J3049189.879,0591.6
Cabot Microelectronics Corporation [CCMP]US12709P10318947.258,9381.6
Itron Inc. [ITRI]US46574110624835.778,8631.6
Swift Energy Company [SFY]US87073810129229.728,6721.5
Franklin Electric Co. Inc. [FELE]US35351410219943.568,6601.5
Teledyne Technologies Inc. [TDY]US87936010515754.858,6221.5
Eaton Vance Corporation [EV]US27826510334023.648,0421.4
URS Corporation [URS]US90323610722435.127,8631.4
United Bankshares Inc. [UBSI]US90990710727328.277,7091.4
Covance Inc. [CVD]US22281610016745.727,6351.3
Checkpoint Systems Inc. [CKP]US16282510359910.946,5571.1
First Potomac Realty Trust [FPO]US33610F10949713.056,4801.1
Meritage Homes Corporation [MTH]US59001A10226523.196,1521.1
Harsco Corporation [HSC]US41586410729720.586,1161.1
AAR Corp. [AIR]US00036110529619.175,6761.0
Jefferies Group Inc. [JEF]US47231910241013.755,6431.0
Astoria Financial Corporation [AF]US0462651046148.495,2160.9
Cantel Medical Corp. [CMN]US13809810818427.935,1310.9
United Fire & Casualty Company [UFCS]US91033110722720.184,5750.8
Digital River Inc. [DRIV]US25388B10428415.024,2720.7
Amedisys Inc. [AMED]US02343610830410.913,3200.6
State Auto Financial Corporation [STFC]US85570710523613.593,2070.6
Healthways Inc. [HWAY]US4222451003376.862,3120.4
Total556,99297.7
Cash and Other Assets Less Liabilities2.3
Total Net Assets100%

Sector Allocation (As of Quarter-Ended 12/31/2011)

As of Quarter-Ended 12/31/2011
Economic SectorHarbor Small Cap Value Fund %Russell 2000® Value Index %
Financials21.837.7
Industrials16.314.5
Energy14.54.0
Information Technology11.410.6
Consumer Discretionary10.212.1
Health Care8.55.3
Utilities7.57.0
Materials5.85.0
Telecommunication Services1.70.6
Consumer Staples0.03.2

Sector Returns (As of Quarter-Ended 12/31/2011)

As of Quarter-Ended 12/31/2011
Sector ReturnsHarbor Small Cap Value Fund %Russell 2000® Value Index %
Telecommunication Services24.66.8
Energy22.718.0
Consumer Discretionary21.817.8
Financials21.516.8
Utilities21.111.0
Health Care19.513.8
Industrials17.517.8
Materials14.816.0
Information Technology5.414.1
Cash0.00.0
Consumer Staples0.012.7

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The Russell 2000® Value Index is an unmanaged index representing the smallest 2000 stocks with the lowest price-to-book ratio and future earnings. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 2000® Value Index and Russell® are trademarks of Russell Investments.

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