Harbor Convertible Securities Fund Institutional Class (HACSX)

Portfolio Characteristics (As of Quarter Ended 06/30/2016)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues82390
Weighted Avg. Maturity (yrs)3.647.69
Convertible Avg. Price ($)107.06122.89
Yield to Put/Maturity (%)-0.121.69
Average Issue Size (MM)577.78317

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 06/30/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Starwood Property Trust Inc.03/01/20184.68,5562.6
Ares Capital Corp.01/15/20194.47,6242.3
Electronics For Imaging Inc.09/01/20190.87,6102.3
Medidata Solutions Inc.08/01/20181.07,1962.2
Twitter Inc.09/15/20211.07,0432.1
Akamai Technologies Inc.02/15/20190.07,0412.1
Macquarie Infrastructure Corp.07/15/20192.96,9732.1
InterDigital Inc.03/01/20201.56,6852.0
Extra Space Storage LP10/01/20353.16,6532.0
Microchip Technology Inc.02/15/20251.66,0221.8
% of Total Holdings:71,40321.5

Full Holdings (As of Quarter Ended 06/30/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Starwood Property Trust Inc.03/01/20184.68,5562.6
Ares Capital Corp.01/15/20194.47,6242.3
Electronics For Imaging Inc.09/01/20190.87,6102.3
Medidata Solutions Inc.08/01/20181.07,1962.2
Twitter Inc.09/15/20211.07,0432.1
Akamai Technologies Inc.02/15/20190.07,0412.1
Macquarie Infrastructure Corp.07/15/20192.96,9732.1
InterDigital Inc.03/01/20201.56,6852.0
Extra Space Storage LP10/01/20353.16,6532.0
Microchip Technology Inc.02/15/20251.66,0221.8
Toll Brothers Finance Corp.09/15/20320.55,9941.8
Impax Laboratories Inc.06/15/20222.05,9891.8
Verint Systems Inc.06/01/20211.55,9831.8
Proofpoint Inc.06/15/20200.85,9771.8
Priceline Group Inc.06/15/20200.45,8731.8
Allscripts Healthcare Solutions Inc.07/01/20201.25,7731.8
NXP Semiconductors NV12/01/20191.05,6781.7
Citrix Systems Inc.04/15/20190.55,6511.7
Brookdale Senior Living Inc.06/15/20182.85,2901.6
Integra LifeSciences Holdings Corp.12/15/20161.65,2721.6
Cardtronics Inc.12/01/20201.05,2341.6
Jazz Investments I Ltd.08/15/20211.95,2281.6
Live Nation Entertainment Inc.05/15/20192.55,1411.6
Illumina Inc.06/15/20190.05,1371.6
Nuvasive Inc.03/15/20212.25,1181.6
Intel Corp.12/15/20353.05,0591.5
Yahoo! Inc.12/01/20180.04,9801.5
CalAtlantic Group Inc.05/15/20181.64,9701.5
Cepheid Inc.02/01/20211.24,9371.5
On Semiconductor Corp.12/01/20201.04,9161.5
Spirit Realty Capital Inc.05/15/20192.94,7931.5
Huron Consulting Group Inc.10/01/20191.24,7851.5
Royal Gold Inc.06/15/20192.94,7691.4
Wright Medical Group Inc.02/15/20202.04,5991.4
Workday Inc.07/15/20180.84,4091.3
National Health Investors Inc.04/01/20213.24,3121.3
Dycom Industries Inc.09/15/20210.84,3061.3
Web.com Group Inc.08/15/20181.04,2841.3
LAM Research Corp.05/15/20181.24,2081.3
Molina Healthcare Inc.08/15/20441.64,1421.3
Newmont Mining Corp.07/15/20171.64,1261.3
RTI International Metals Inc.10/15/20191.64,1001.2
Hologic Inc.03/01/20422.04,0531.2
Ctrip.Com International Ltd.07/01/20201.03,9331.2
Siemens Financieringsmaatschappij NV08/16/20191.63,8251.2
Tesla Motors Inc.03/01/20211.23,5471.1
Salesforce.com Inc.04/01/20180.23,5081.1
BioMarin Pharmaceutical Inc.10/15/20201.53,4521.0
ServiceNow Inc.11/01/20180.03,3711.0
STMicroelectronics NV07/03/20190.03,3441.0
Shutterfly Inc.05/15/20180.23,3351.0
Vipshop Holdings Ltd.03/15/20191.53,3051.0
BioMarin Pharmaceutical Inc.10/15/20180.83,2751.0
Red Hat Inc.10/01/20190.23,2121.0
Ctrip.Com International Ltd.07/01/20252.02,9650.9
Fireeye Inc.06/01/20351.62,8430.9
Tesla Motors Inc.03/01/20190.22,7120.8
Colony Starwood Homes07/01/20193.02,6970.8
Synchronoss Technologies Inc.08/15/20190.82,6350.8
Brocade Communications Systems Inc.01/01/20201.42,5940.8
Nuance Communications Inc.12/15/20351.02,4750.8
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,3700.7
Priceline Group Inc.09/15/20210.92,2930.7
Proofpoint Inc.12/15/20181.22,1460.7
Integrated Device Technology Inc.11/15/20220.92,0540.6
Echo Global Logistics Inc.05/01/20202.51,9640.6
NRG Yield Inc.02/01/20193.51,8370.6
Chart Industries Inc.08/01/20182.01,7780.5
Envestnet Inc.12/15/20191.81,7720.5
Empire State Realty OP LP08/15/20192.61,7600.5
Whiting Petroleum Corp.04/01/20201.21,6800.5
Webmd Health Corp.06/15/20232.61,6570.5
Euronet Worldwide Inc.10/01/20441.51,6240.5
Weatherford International Ltd.07/01/20215.91,5070.5
Palo Alto Networks Inc.07/01/20190.01,4520.4
CalAtlantic Group Inc.06/01/20190.21,1880.4
Tutor Perini Corp.06/15/20212.98720.3
NVIDIA Corp.12/01/20181.08690.3
Meritor Inc.03/01/20267.98230.2
Wright Medical Group NV11/15/20212.25320.2
Illumina Inc.06/15/20210.52420.1
TiVo Inc.10/01/20212.0630.0
Total324,00098.4
Cash and Other Assets Less Liabilities1.6
Total Net Assets100%

Sector Allocation (As of Quarter Ended 06/30/2016)

As of Quarter Ended 06/30/2016
Economic SectorHarbor Convertible Securities Fund %
Information Technology38.4
Health Care22.0
Consumer Discretionary13.7
Financials11.0
Industrials7.7
Materials3.9
Energy1.0
Utilities0.6

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.