Harbor Convertible Securities Fund Institutional Class (HACSX)

Portfolio Characteristics (As of Quarter Ended 12/31/2015)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues82428
Weighted Avg. Maturity (yrs)3.357.86
Convertible Avg. Price ($)103.99132.02
Yield to Put/Maturity (%)0.61-0.04
Average Issue Size (MM)535361

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 12/31/2015)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Extra Space Storage LP10/01/20353.18,7442.4
Royal Gold Inc.06/15/20192.98,4832.3
Macquarie Infrastructure Corp.07/15/20192.98,3372.3
Starwood Property Trust Inc.03/01/20184.67,5722.1
Newmont Mining Corp.07/15/20171.67,4232.1
Akamai Technologies Inc.02/15/20190.07,1002.0
Tesla Motors Inc.03/01/20190.27,0091.9
Ares Capital Corp.01/15/20194.46,8421.9
Cepheid Inc.02/01/20211.26,7991.9
Chart Industries Inc.08/01/20182.06,5601.8
% of Total Holdings:74,86920.7

Full Holdings (As of Quarter Ended 12/31/2015)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Extra Space Storage LP10/01/20353.18,7442.4
Royal Gold Inc.06/15/20192.98,4832.3
Macquarie Infrastructure Corp.07/15/20192.98,3372.3
Starwood Property Trust Inc.03/01/20184.67,5722.1
Newmont Mining Corp.07/15/20171.67,4232.1
Akamai Technologies Inc.02/15/20190.07,1002.0
Tesla Motors Inc.03/01/20190.27,0091.9
Ares Capital Corp.01/15/20194.46,8421.9
Cepheid Inc.02/01/20211.26,7991.9
Chart Industries Inc.08/01/20182.06,5601.8
Ctrip.Com International Ltd.07/01/20201.06,4741.8
CalAtlantic Group Inc.06/01/20190.26,3441.8
Priceline Group Inc.09/15/20210.96,1761.7
National Health Investors Inc.04/01/20213.26,0931.7
Integra LifeSciences Holdings Corp.12/15/20161.65,9631.6
Clearwire Communications LLC12/01/20408.25,8911.6
Workday Inc.07/15/20180.85,6471.6
RTI International Metals Inc.10/15/20191.65,6401.6
Yahoo! Inc.12/01/20180.05,5691.5
TiVo Inc.10/01/20212.05,5441.5
Hologic Inc.03/01/20182.05,5211.5
NRG Yield Inc.06/01/20203.25,4931.5
Toll Brothers Finance Corp.09/15/20320.55,4771.5
Linkedin Corp.11/01/20190.55,4481.5
Citrix Systems Inc.04/15/20190.55,4351.5
SEACOR Holdings Inc.12/15/20272.55,3721.5
BioMarin Pharmaceutical Inc.10/15/20180.85,3531.5
Siemens Financieringsmaatschappij NV08/16/20171.05,2681.5
SanDisk Corp.10/15/20200.55,0961.4
Illumina Inc.06/15/20190.05,0061.4
Huron Consulting Group Inc.10/01/20191.24,8851.4
Medidata Solutions Inc.08/01/20181.04,8811.3
NuVasive Inc.07/01/20172.84,8721.3
LAM Research Corp.05/15/20181.24,8211.3
HomeAway Inc.04/01/20190.14,8001.3
Salesforce.com Inc.04/01/20180.24,6431.3
Fireeye Inc.06/01/20351.04,5691.3
Twitter Inc.09/15/20190.24,5671.3
Web.com Group Inc.08/15/20181.04,4781.2
Nuance Communications Inc.11/01/20312.84,4721.2
Molina Healthcare Inc.08/15/20441.64,4641.2
Live Nation Entertainment Inc.05/15/20192.54,4431.2
Blucora Inc.04/01/20194.24,4411.2
Proofpoint Inc.06/15/20200.84,2601.2
NVIDIA Corp.12/01/20181.04,2051.2
Impax Laboratories Inc.06/15/20222.04,0531.1
WebMD Health Corp.12/01/20201.53,8401.1
Wright Medical Group Inc.02/15/20202.03,7831.0
Electronics For Imaging Inc.09/01/20190.83,6881.0
Cardtronics Inc.12/01/20201.03,6811.0
Alere Inc.05/15/20163.03,6621.0
Restoration Hardware Holdings Inc.06/15/20190.03,6311.0
Brocade Communications Systems Inc.01/01/20201.43,6091.0
Brookdale Senior Living Inc.06/15/20182.83,5821.0
Meritor Inc.02/15/20194.03,5181.0
Forest City Realty Trust Inc.08/15/20203.63,0740.8
WebMD Health Corp.01/31/20182.53,0570.8
Pattern Energy Group Inc.07/15/20204.03,0380.8
Vipshop Holdings Ltd.03/15/20191.52,9240.8
Allscripts Healthcare Solutions Inc.07/01/20201.22,9110.8
Netsuite Inc.06/01/20180.22,7990.8
Jazz Investments I Ltd.08/15/20211.92,7910.8
NRG Yield Inc.02/01/20193.52,7110.7
InterDigital Inc.03/01/20201.52,6880.7
Euronet Worldwide Inc.10/01/20441.52,6320.7
Whiting Petroleum Corp.04/01/20201.22,4180.7
Walter Investment Management Corp.11/01/20194.52,2190.6
Hornbeck Offshore Services Inc.09/01/20191.52,1100.6
Jarden Corp.06/15/20191.52,1040.6
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,0190.6
Echo Global Logistics Inc.05/01/20202.51,9480.5
Microchip Technology Inc.02/15/20251.61,9080.5
Hologic Inc.12/15/20170.01,8760.5
Envestnet Inc.12/15/20191.81,8710.5
Priceline Group Inc.06/15/20200.41,8550.5
Synchronoss Technologies Inc.08/15/20190.81,8190.5
Twitter Inc.09/15/20211.01,8030.5
On Semiconductor Corp.12/01/20201.01,7880.5
SanDisk Corp.08/15/20171.51,1330.3
Extra Space Storage LP07/01/20332.41,0490.3
Griffon Corp.01/15/20174.09620.3
Navistar International Corp.04/15/20194.85530.2
Total351,58796.9
Cash and Other Assets Less Liabilities3.1
Total Net Assets100%

Sector Allocation (As of Quarter Ended 12/31/2015)

As of Quarter Ended 12/31/2015
Economic SectorHarbor Convertible Securities Fund %
Information Technology33.5
Health Care18.7
Consumer Discretionary12.8
Financials9.8
Industrials8.9
Materials6.0
Utilities3.1
Energy2.7
Telecommunication Services1.6

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.