Harbor Small Cap Growth Opportunities Fund Institutional Class (HASOX)

Portfolio Characteristics (As of Quarter Ended 06/30/2017)

Harbor Small Cap Growth Opportunities FundRussell 2000® Growth Index
Number of Holdings981,171
Weighted Avg. Market Cap ($Mil)1,725.902,219.45
Median Market Cap ($Mil)1,439.55921.09
Price/Book Ratio3.234.37
Adj. Trailing P/E Ratio21.0723.02
Forecasted P/E Ratio23.2921.18
Earnings Growth Rate (%)1.9711.82
Proj. Earnings Growth Rate (%)16.9514.26
Return on Equity (%)4.1711.33
Turnover (unannualized % since 10/31)40-
Beta vs. Fund Benchmark1.05-

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 06/30/2017)

Company Name [Ticker]% of Net Assets
Maxlinear Inc. [MXL]2.7
Exact Sciences Corp. [EXAS]2.7
Synchronoss Technologies Inc. [SNCR]2.4
Interxion Holding NV [INXN]2.4
Blackhawk Network Holdings Inc. [HAWK]2.1
Evolent Health Inc. [EVH]2.0
WNS Holdings Ltd. ADR [WNS]2.0
ICU Medical Inc. [ICUI]2.0
Chegg Inc. [CHGG]1.9
Pacira Pharmaceuticals Inc. [PCRX]1.6
% of Total Holdings:21.8

Full Holdings (As of Quarter Ended 06/30/2017)

Company Name [Ticker]CountryShares (000's)Current Price ($)Market Value ($000's)% of Net Assets
Maxlinear Inc. [MXL]US24127.896,7102.7
Exact Sciences Corp. [EXAS]US18835.376,6342.7
Synchronoss Technologies Inc. [SNCR]US35816.455,8872.4
Interxion Holding NV [INXN]NL12845.785,8612.4
Blackhawk Network Holdings Inc. [HAWK]US11643.605,0592.1
Evolent Health Inc. [EVH]US19425.354,9182.0
WNS Holdings Ltd. ADR [WNS]IN14334.364,8992.0
ICU Medical Inc. [ICUI]US28172.504,8172.0
Chegg Inc. [CHGG]US38912.294,7791.9
Pacira Pharmaceuticals Inc. [PCRX]US8447.704,0281.6
Bankrate Inc. [RATE]US31312.854,0221.6
Medicines Co. [MDCO]US10338.013,9071.6
Callidus Software Inc. [CALD]US16124.203,8921.6
Wright Medical Group NV [WMGI]NL13927.493,8251.6
Wageworks Inc. [WAGE]US5267.203,4811.4
Korn/Ferry International [KFY]US9934.533,4091.4
Vocera Communications Inc. [VCRA]US12626.423,3331.4
On Assignment Inc. [ASGN]US6054.153,2441.3
National General Holdings Corp. [NGHC]US14921.103,1531.3
Planet Fitness Inc. [PLNT]US13223.343,0731.2
Innerworkings Inc. [INWK]US26411.603,0641.2
Sarepta Therapeutics Inc. [SRPT]US9033.713,0501.2
Dycom Industries Inc. [DY]US3389.522,9241.2
Churchill Downs Inc. [CHDN]US16183.302,9101.2
Gogo Inc. [GOGO]US24611.532,8351.2
Barnes Group Inc. [B]US4858.532,8271.1
Vasco Data Security International Inc. [VDSI]US19614.352,8171.1
Novadaq Technologies Inc. [NVDQ]CA23511.722,7521.1
Teladoc Inc. [TDOC]US7934.702,7391.1
Infinera Corp. [INFN]US25710.672,7371.1
Circor International Inc. [CIR]US4359.382,5631.0
Inphi Corp. [IPHI]US7434.302,5451.0
Beacon Roofing Supply Inc. [BECN]US5249.002,5321.0
Luminex Corp. [LMNX]US11921.122,5171.0
Ligand Pharmaceuticals Inc. [LGND]US21121.402,5001.0
Teligent Inc. [TLGT]US2649.152,4141.0
Rexnord Corp. [RXN]US10223.252,3671.0
Iridium Communications Inc. [IRDM]US21311.052,3551.0
Cryolife Inc. [CRY]US11419.952,2790.9
Cerus Corp. [CERS]US8932.512,2430.9
Quotient Technology Inc. [QUOT]US19411.502,2260.9
BroadSoft Inc. [BSFT]US5143.052,1980.9
LendingTree Inc. [TREE]US13172.202,1650.9
Habit Restaurants Inc. [HABT]US13615.802,1550.9
Surgery Partners Inc. [SGRY]US9422.752,1460.9
Masonite International Corp. [DOOR]CA2875.502,1390.9
Invacare Corp. [IVC]US16013.202,1180.9
Saia Inc. [SAIA]US4151.302,1180.9
Clubcorp Holdings Inc. [MYCC]US15813.102,0640.8
Logmein Inc. [LOGM]US20104.502,0570.8
NN Inc. [NNBR]US7427.452,0320.8
NutriSystem Inc. [NTRI]US3852.052,0020.8
Electronics For Imaging Inc. [EFII]US4147.381,9340.8
Methode Electronics Inc. [MEI]US4541.201,8420.7
Swift Transportation Corp. [SWFT]US6926.501,8200.7
TETRA Tech Inc. [TTEK]US4045.751,8170.7
Kinsale Capital Group Inc. [KNSL]US4837.311,7980.7
Elf Beauty Inc. [ELF]US6627.211,7840.7
Echo Global Logistics Inc. [ECHO]US8919.901,7720.7
Aquaventure Holdings Ltd. [WAAS]VI11615.231,7680.7
Shenandoah Telecommunications Co. [SHEN]US5730.701,7560.7
MTS Systems Corp. [MTSC]US3351.801,7280.7
Primo Water Corp. [PRMW]US13512.701,7090.7
Financial Engines Inc. [FNGN]US4636.601,6960.7
Century Communities Inc. [CCS]US6824.801,6950.7
Caesarstone Ltd. [CSTE]IL4735.051,6620.7
J. Jill Inc. [JILL]US13312.291,6340.7
Atlas Air Worldwide Holdings Inc. [AAWW]US3152.151,6060.7
2u Inc. [TWOU]US3446.921,5990.6
FB Financial Corp. [FBK]US4436.191,5970.6
Callon Petroleum Co. [CPE]US15010.611,5960.6
Endologix Inc. [ELGX]US3244.861,5750.6
Camping World Holdings Inc. [CWH]US5130.851,5710.6
Wingstop Inc. [WING]US5130.901,5700.6
BioSpecifics Technologies Corp. [BSTC]US3149.511,5580.6
KEYW Holding Corp. [KEYW]US1669.351,5570.6
Green Dot Corp. [GDOT]US4038.531,5510.6
Imperva Inc. [IMPV]US3247.851,5400.6
NCI Building Systems Inc. [NCS]US9216.701,5350.6
Foundation Building Materials Inc. [FBM]US11712.861,4990.6
Playa Hotels & Resorts NV [PLYA]NL12511.951,4930.6
Tristate Capital Holdings Inc. [TSC]US5925.201,4750.6
Fox Factory Holding Corp. [FOXF]US4135.601,4720.6
AMC Entertainment Holdings Inc. [AMC]US6422.751,4650.6
Party City Holdco Inc. [PRTY]US9315.651,4540.6
DigitalGlobe Inc. [DGI]US4433.301,4520.6
SM Energy Co. [SM]US8716.531,4380.6
Actuant Corp. [ATU]US5724.601,3940.6
Meta Financial Group Inc. [CASH]US1689.001,3890.6
Chemical Financial Corp. [CHFC]US2648.411,2680.5
SRC Energy Inc. [SRCI]US1856.731,2470.5
Hudson Technologies Inc. [HDSN]US1478.451,2380.5
Bofi Holding Inc. [BOFI]US5223.721,2220.5
Shutterstock Inc. [SSTK]US2544.081,1230.5
Canada Goose Holdings Inc. [GOOS]CA5619.751,1030.4
Power Solutions International Inc. [PSIX]US1218.901,0770.4
Coherent Inc. [COHR]US2224.993570.1
EVINE Live Inc. [EVLV]US671.00670.0
Total235,82495.2
Cash and Other Assets Less Liabilities4.8
Total Net Assets100%

Sector Allocation (As of Quarter Ended 06/30/2017)

As of Quarter Ended 06/30/2017
Economic SectorHarbor Small Cap Growth Opportunities Fund %Russell 2000® Growth Index %
Information Technology25.924.4
Health Care24.124.3
Industrials20.717.4
Consumer Discretionary12.414.2
Financials7.06.0
Energy1.71.1
Telecommunication Services1.71.0
Consumer Staples1.42.6
Utilities0.70.7
Real Estate0.03.5
Materials0.04.7

Sector Returns (As of Quarter Ended 06/30/2017)

As of Quarter Ended 06/30/2017
Sector ReturnsHarbor Small Cap Growth Opportunities Fund %Russell 2000® Growth Index %
Telecommunication Services12.326.1
Consumer Discretionary8.52.2
Health Care8.19.8
Information Technology5.15.5
Industrials3.80.8
Financials0.7-1.2
Cash0.20.0
Materials0.01.4
Real Estate0.07.4
Consumer Staples-6.6-1.4
Utilities-10.85.9
Energy-23.2-21.0

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The Russell 2000® Growth Index is an unmanaged index representing the smallest 2000 stocks with the highest price-to-book ratio and future earnings. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 2000® Growth Index and Russell® are trademarks of Frank Russell Company.