Harbor Convertible Securities Fund Administrative Class (HRCSX)

Portfolio Characteristics (As of Quarter Ended 09/30/2016)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues88397
Weighted Avg. Maturity (yrs)3.7025.12
Convertible Avg. Price ($)109.76135.04
Yield to Put/Maturity (%)-0.54-0.30
Average Issue Size (MM)607383

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 09/30/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Starwood Property Trust Inc.03/01/20184.610,3442.4
Priceline Group Inc.09/15/20210.910,2062.4
Ares Capital Corp.01/15/20194.49,3412.2
Twitter Inc.09/15/20211.09,2082.1
Medidata Solutions Inc.08/01/20181.09,1322.1
Verint Systems Inc.06/01/20211.59,0532.1
Macquarie Infrastructure Corp.07/15/20192.98,7562.0
InterDigital Inc.03/01/20201.58,6642.0
Toll Brothers Finance Corp.09/15/20320.58,4792.0
Akamai Technologies Inc.02/15/20190.08,4772.0
% of Total Holdings:91,66021.3

Full Holdings (As of Quarter Ended 09/30/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Starwood Property Trust Inc.03/01/20184.610,3442.4
Priceline Group Inc.09/15/20210.910,2062.4
Ares Capital Corp.01/15/20194.49,3412.2
Twitter Inc.09/15/20211.09,2082.1
Medidata Solutions Inc.08/01/20181.09,1322.1
Verint Systems Inc.06/01/20211.59,0532.1
Macquarie Infrastructure Corp.07/15/20192.98,7562.0
InterDigital Inc.03/01/20201.58,6642.0
Toll Brothers Finance Corp.09/15/20320.58,4792.0
Akamai Technologies Inc.02/15/20190.08,4772.0
Proofpoint Inc.06/15/20200.88,0241.9
Extra Space Storage LP10/01/20353.17,8711.8
NXP Semiconductors NV12/01/20191.07,5331.8
Electronics For Imaging Inc.09/01/20190.87,4851.7
Impax Laboratories Inc.06/15/20222.07,3601.7
Allscripts Healthcare Solutions Inc.07/01/20201.27,2381.7
Citrix Systems Inc.04/15/20190.57,1571.7
On Semiconductor Corp.12/01/20201.06,9431.6
Live Nation Entertainment Inc.05/15/20192.56,8421.6
Intel Corp.12/15/20353.06,7701.6
Nuvasive Inc.03/15/20212.26,7511.6
Wright Medical Group Inc.02/15/20202.06,6061.5
Vipshop Holdings Ltd.03/15/20191.56,6031.5
Brookdale Senior Living Inc.06/15/20182.86,5991.5
Ctrip.Com International Ltd.07/01/20252.06,5281.5
Web.com Group Inc.08/15/20181.06,4421.5
Jazz Investments I Ltd.08/15/20211.96,0721.4
Dish Network Corp.08/15/20263.46,0671.4
Workday Inc.07/15/20180.85,9541.4
STMicroelectronics NV07/03/20190.05,9331.4
Huron Consulting Group Inc.10/01/20191.25,8251.4
Integra LifeSciences Holdings Corp.12/15/20161.65,6881.3
National Health Investors Inc.04/01/20213.25,5831.3
Molina Healthcare Inc.08/15/20441.65,5241.3
BioMarin Pharmaceutical Inc.10/15/20201.55,3391.2
Blackhawk Network Holdings Inc.01/15/20221.55,3331.2
Microchip Technology Inc.02/15/20251.65,2891.2
LAM Research Corp.05/15/20181.25,1501.2
RTI International Metals Inc.10/15/20191.65,0831.2
Shutterfly Inc.05/15/20180.24,7411.1
Tesla Motors Inc.03/01/20211.24,5491.1
Integrated Device Technology Inc.11/15/20220.94,5151.0
ServiceNow Inc.11/01/20180.04,4951.0
Navistar International Corp.04/15/20194.84,4331.0
Ctrip.Com International Ltd.09/15/20221.24,3301.0
Chart Industries Inc.08/01/20182.04,3251.0
Total SA MTN12/02/20220.54,2841.0
Nuance Communications Inc.12/15/20351.04,2441.0
CalAtlantic Group Inc.06/01/20190.24,2441.0
Spirit Realty Capital Inc.05/15/20192.94,2421.0
NRG Yield Inc.02/01/20193.54,1991.0
Red Hat Inc.10/01/20190.24,0830.9
Salesforce.com Inc.04/01/20180.23,9720.9
Dycom Industries Inc.09/15/20210.83,8460.9
Fireeye Inc.06/01/20351.63,5930.8
Illumina Inc.06/15/20190.03,5770.8
Illumina Inc.06/15/20210.53,5460.8
BioMarin Pharmaceutical Inc.10/15/20180.83,5320.8
Siemens Financieringsmaatschappij NV08/16/20191.63,4920.8
CalAtlantic Group Inc.05/15/20181.63,4160.8
Colony Starwood Homes07/01/20193.03,2880.8
Brocade Communications Systems Inc.01/01/20201.43,1900.7
Cardtronics Inc.12/01/20201.03,0580.7
Hologic Inc.12/15/20430.02,9770.7
Royal Gold Inc.06/15/20192.92,9050.7
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,7600.6
Oasis Petroleum Inc.09/15/20232.62,5200.6
Echo Global Logistics Inc.05/01/20202.52,4210.6
Empire State Realty OP LP08/15/20192.62,2880.5
Envestnet Inc.12/15/20191.82,2850.5
Liberty Media Corp.09/30/20462.22,2480.5
Hologic Inc.03/01/20422.02,2450.5
QIAGEN NV03/19/20190.42,2380.5
Whiting Petroleum Corp.04/01/20201.22,2190.5
Liberty Media Corp.10/15/20231.42,1890.5
Synchronoss Technologies Inc.08/15/20190.82,1240.5
American Realty Capital Properties Inc.08/01/20183.02,1220.5
Palo Alto Networks Inc.07/01/20190.02,1180.5
Webmd Health Corp.06/15/20232.62,0500.5
Meritor Inc.03/01/20267.92,0450.5
Weatherford International Ltd.07/01/20215.91,9770.5
Chesapeake Energy Corp.09/15/20265.51,9300.4
Euronet Worldwide Inc.10/01/20441.51,7880.4
SM Energy Co.07/01/20211.51,3070.3
PDC Energy Inc.09/15/20211.11,2950.3
Liberty Interactive LLC09/30/20461.81,1360.3
Tutor Perini Corp.06/15/20212.91,0720.2
Ciena Corp.06/15/20170.97460.2
Total423,45198.1
Cash and Other Assets Less Liabilities1.9
Total Net Assets100%

Sector Allocation (As of Quarter Ended 09/30/2016)

As of Quarter Ended 09/30/2016
Economic SectorHarbor Convertible Securities Fund %
Information Technology36.2
Health Care20.3
Consumer Discretionary16.6
Industrials8.4
Real Estate5.9
Financials4.6
Energy3.6
Materials1.9
Utilities1.0

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.