Harbor Convertible Securities Fund Administrative Class (HRCSX)

Portfolio Characteristics (As of Quarter Ended 12/31/2016)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues88384
Weighted Avg. Maturity (yrs)3.6924.80
Convertible Avg. Price ($)107.63117.10
Yield to Put/Maturity (%)-0.040.81
Average Issue Size (MM)619390

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 12/31/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Priceline Group Inc.09/15/20210.910,4592.5
Verint Systems Inc.06/01/20211.59,6482.3
Ares Capital Corp.01/15/20194.49,5082.3
Medidata Solutions Inc.08/01/20181.09,3132.2
Akamai Technologies Inc.02/15/20190.09,1862.2
Toll Brothers Finance Corp.09/15/20320.58,7572.1
Starwood Property Trust Inc.03/01/20184.68,3762.0
BioMarin Pharmaceutical Inc.10/15/20201.58,2902.0
Jazz Investments I Ltd.08/15/20211.98,0421.9
Citrix Systems Inc.04/15/20190.57,9891.9
% of Total Holdings:89,56821.4

Full Holdings (As of Quarter Ended 12/31/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Priceline Group Inc.09/15/20210.910,4592.5
Verint Systems Inc.06/01/20211.59,6482.3
Ares Capital Corp.01/15/20194.49,5082.3
Medidata Solutions Inc.08/01/20181.09,3132.2
Akamai Technologies Inc.02/15/20190.09,1862.2
Toll Brothers Finance Corp.09/15/20320.58,7572.1
Starwood Property Trust Inc.03/01/20184.68,3762.0
BioMarin Pharmaceutical Inc.10/15/20201.58,2902.0
Jazz Investments I Ltd.08/15/20211.98,0421.9
Citrix Systems Inc.04/15/20190.57,9891.9
On Semiconductor Corp.12/01/20201.07,7771.9
Electronics For Imaging Inc.09/01/20190.87,7421.8
NXP Semiconductors NV12/01/20191.07,5861.8
Intel Corp.12/15/20353.07,3311.8
Extra Space Storage LP10/01/20353.17,2471.7
Twitter Inc.09/15/20211.07,2311.7
STMicroelectronics NV07/03/20190.07,1411.7
Dish Network Corp.08/15/20263.47,0131.7
Allscripts Healthcare Solutions Inc.07/01/20201.26,8141.6
Live Nation Entertainment Inc.05/15/20192.56,8011.6
Proofpoint Inc.06/15/20200.86,6251.6
Microchip Technology Inc.02/15/20251.66,5421.6
Web.com Group Inc.08/15/20181.06,4411.5
Blackhawk Network Holdings Inc.01/15/20221.56,3451.5
Ctrip.Com International Ltd.07/01/20252.06,2781.5
Vipshop Holdings Ltd.03/15/20191.56,2751.5
Nuvasive Inc.03/15/20212.26,2661.5
Webmd Health Corp.06/15/20232.66,1711.5
Molina Healthcare Inc.08/15/20441.65,7651.4
Hologic Inc.12/15/20430.05,4281.3
Workday Inc.07/15/20180.85,4051.3
LAM Research Corp.05/15/20181.25,2991.3
NRG Yield Inc.02/01/20193.55,1961.2
Integrated Device Technology Inc.11/15/20220.95,0821.2
Huron Consulting Group Inc.10/01/20191.25,0181.2
Wright Medical Group Inc.02/15/20202.04,9721.2
Macquarie Infrastructure Corp.10/01/20232.04,9241.2
Total SA MTN12/02/20220.54,7841.1
Macquarie Infrastructure Corp.07/15/20192.94,7561.1
Navistar International Corp.04/15/20194.84,7541.1
RTI International Metals Inc.10/15/20191.64,6801.1
Nuance Communications Inc.12/15/20351.04,6801.1
CalAtlantic Group Inc.06/01/20190.24,6621.1
Inmarsat plc09/09/20233.94,6271.1
Ctrip.Com International Ltd.09/15/20221.24,5671.1
Spirit Realty Capital Inc.05/15/20192.94,4931.1
ServiceNow Inc.11/01/20180.04,4691.1
Tesla Motors Inc.03/01/20211.24,3531.0
Chart Industries Inc.08/01/20182.04,3521.0
Dycom Industries Inc.09/15/20210.84,2231.0
Salesforce.com Inc.04/01/20180.24,2011.0
Red Hat Inc.10/01/20190.24,1291.0
National Health Investors Inc.04/01/20213.24,0621.0
Siemens Financieringsmaatschappij NV08/16/20191.63,9080.9
Impax Laboratories Inc.06/15/20222.03,7350.9
Colony Starwood Homes07/01/20193.03,6220.9
CalAtlantic Group Inc.05/15/20181.63,5940.9
Rovi Corp.03/01/20200.53,3930.8
Brookdale Senior Living Inc.06/15/20182.83,2380.8
Royal Gold Inc.06/15/20192.93,1680.8
VEREIT Inc.08/01/20183.03,0800.7
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,7790.7
Echo Global Logistics Inc.05/01/20202.52,7520.7
Tutor Perini Corp.06/15/20212.92,6890.6
Envestnet Inc.12/15/20191.82,5600.6
Weatherford International Ltd.07/01/20215.92,5340.6
Liberty Media Corp.09/30/20462.22,5250.6
QIAGEN NV03/19/20190.42,4890.6
Liberty Interactive LLC09/30/20461.82,4410.6
Empire State Realty OP LP08/15/20192.62,4280.6
Meritor Inc.03/01/20267.92,4240.6
Liberty Media Corp.10/15/20231.42,4170.6
Whiting Petroleum Corp.04/01/20201.22,2860.5
Ciena Corp.06/15/20170.92,2720.5
InterDigital Inc.03/01/20201.52,2550.5
Palo Alto Networks Inc.07/01/20190.01,9120.5
Teradyne Inc.12/15/20231.21,7880.4
Euronet Worldwide Inc.10/01/20441.51,7580.4
Fireeye Inc.06/01/20351.61,6980.4
Illumina Inc.06/15/20210.51,6850.4
FireEye Inc.06/01/20351.01,6590.4
Solarcity Corp.11/01/20182.81,3680.3
Oasis Petroleum Inc.09/15/20232.61,2050.3
Chesapeake Energy Corp.09/15/20265.51,0770.3
Solarcity Corp.11/01/20191.67330.2
SM Energy Co.07/01/20211.56560.2
PDC Energy Inc.09/15/20211.15820.1
Shutterfly Inc.05/15/20180.24600.1
Total411,24598.2
Cash and Other Assets Less Liabilities1.8
Total Net Assets100%

Sector Allocation (As of Quarter Ended 12/31/2016)

As of Quarter Ended 12/31/2016
Economic SectorHarbor Convertible Securities Fund %
Information Technology37.3
Consumer Discretionary17.4
Health Care16.4
Industrials9.5
Real Estate6.0
Financials4.3
Energy3.1
Materials1.9
Utilities1.2
Telecommunication Services1.1

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.