Harbor Convertible Securities Fund Administrative Class (HRCSX)

Portfolio Characteristics (As of Quarter Ended 03/31/2016)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues80414
Weighted Avg. Maturity (yrs)3.617.82
Convertible Avg. Price ($)106.39128.70
Yield to Put/Maturity (%)0.220.70
Average Issue Size (MM)542351

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 03/31/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Ctrip.Com International Ltd.07/01/20201.07,4792.2
Extra Space Storage LP10/01/20353.17,4612.2
Starwood Property Trust Inc.03/01/20184.67,2392.2
BioMarin Pharmaceutical Inc.10/15/20180.87,2222.2
LAM Research Corp.05/15/20181.26,7992.0
Tesla Motors Inc.03/01/20190.26,7182.0
Ares Capital Corp.01/15/20194.46,7002.0
Priceline Group Inc.06/15/20200.46,6132.0
Akamai Technologies Inc.02/15/20190.06,5692.0
Electronics For Imaging Inc.09/01/20190.86,3991.9
% of Total Holdings:69,19920.7

Full Holdings (As of Quarter Ended 03/31/2016)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Ctrip.Com International Ltd.07/01/20201.07,4792.2
Extra Space Storage LP10/01/20353.17,4612.2
Starwood Property Trust Inc.03/01/20184.67,2392.2
BioMarin Pharmaceutical Inc.10/15/20180.87,2222.2
LAM Research Corp.05/15/20181.26,7992.0
Tesla Motors Inc.03/01/20190.26,7182.0
Ares Capital Corp.01/15/20194.46,7002.0
Priceline Group Inc.06/15/20200.46,6132.0
Akamai Technologies Inc.02/15/20190.06,5692.0
Electronics For Imaging Inc.09/01/20190.86,3991.9
Impax Laboratories Inc.06/15/20222.06,3771.9
Citrix Systems Inc.04/15/20190.56,3301.9
National Health Investors Inc.04/01/20213.26,3001.9
Macquarie Infrastructure Corp.07/15/20192.96,2441.9
TiVo Inc.10/01/20212.06,0651.8
Verint Systems Inc.06/01/20211.55,8621.8
Dycom Industries Inc.09/15/20210.85,5231.6
Hologic Inc.03/01/20422.05,4181.6
Allscripts Healthcare Solutions Inc.07/01/20201.25,3841.6
Brookdale Senior Living Inc.06/15/20182.85,3521.6
Cardtronics Inc.12/01/20201.05,3291.6
Toll Brothers Finance Corp.09/15/20320.55,3241.6
Medidata Solutions Inc.08/01/20181.05,3151.6
RTI International Metals Inc.10/15/20191.65,3101.6
Newmont Mining Corp.07/15/20171.65,2311.6
Wright Medical Group Inc.02/15/20202.05,2021.6
Proofpoint Inc.06/15/20200.85,1291.5
InterDigital Inc.03/01/20201.55,0441.5
Cepheid Inc.02/01/20211.24,9821.5
Jazz Investments I Ltd.08/15/20211.94,9461.5
Molina Healthcare Inc.08/15/20441.64,9181.5
Microchip Technology Inc.02/15/20251.64,9011.5
NXP Semiconductors NV12/01/20191.04,8901.5
Workday Inc.07/15/20180.84,8431.4
Huron Consulting Group Inc.10/01/20191.24,8191.4
Illumina Inc.06/15/20190.04,7671.4
Nuvasive Inc.03/15/20212.24,7191.4
Chart Industries Inc.08/01/20182.04,6891.4
Live Nation Entertainment Inc.05/15/20192.54,4991.3
Web.com Group Inc.08/15/20181.04,1301.2
NVIDIA Corp.12/01/20181.04,0301.2
Royal Gold Inc.06/15/20192.93,9231.2
Integra LifeSciences Holdings Corp.12/15/20161.63,8961.2
Brocade Communications Systems Inc.01/01/20201.43,8781.2
Spirit Realty Capital Inc.05/15/20192.93,8151.1
Nuance Communications Inc.12/15/20351.03,5821.1
Twitter Inc.09/15/20190.23,5491.1
Euronet Worldwide Inc.10/01/20441.53,5171.1
On Semiconductor Corp.12/01/20201.03,5141.0
Vipshop Holdings Ltd.03/15/20191.53,4651.0
Yahoo! Inc.12/01/20180.03,0910.9
CalAtlantic Group Inc.06/01/20190.22,9590.9
Linkedin Corp.11/01/20190.52,8780.9
Salesforce.com Inc.04/01/20180.22,8430.8
Meritor Inc.03/01/20267.92,8350.8
Red Hat Inc.10/01/20190.22,7590.8
WebMD Health Corp.01/31/20182.52,7220.8
Envestnet Inc.12/15/20191.82,7120.8
Fireeye Inc.06/01/20351.62,7080.8
ServiceNow Inc.11/01/20180.02,6630.8
Synchronoss Technologies Inc.08/15/20190.82,4470.7
Twitter Inc.09/15/20211.02,2920.7
Jarden Corp.06/15/20191.52,1750.6
Echo Global Logistics Inc.05/01/20202.52,1240.6
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,0040.6
Siemens Financieringsmaatschappij NV08/16/20191.61,9670.6
Proofpoint Inc.12/15/20181.21,9560.6
Colony Starwood Homes07/01/20193.01,9230.6
Palo Alto Networks Inc.07/01/20190.01,8900.6
WebMD Health Corp.12/01/20201.51,8590.6
NRG Yield Inc.02/01/20193.51,8390.5
Hologic Inc.12/15/20430.01,8190.5
Pattern Energy Group Inc.07/15/20204.01,8010.5
CalAtlantic Group Inc.05/15/20181.61,4750.4
Intel Corp.12/15/20353.01,4450.4
Priceline Group Inc.09/15/20210.91,2830.4
CalAtlantic Group Inc.08/01/20321.21,0530.3
Extra Space Storage LP07/01/20332.46880.2
Tesla Motors Inc.03/01/20211.24610.1
Siemens Financieringsmaatschappij NV08/16/20171.02630.1
Total325,14497.0
Cash and Other Assets Less Liabilities3.0
Total Net Assets100%

Sector Allocation (As of Quarter Ended 03/31/2016)

As of Quarter Ended 03/31/2016
Economic SectorHarbor Convertible Securities Fund %
Information Technology38.4
Health Care21.6
Consumer Discretionary13.0
Financials10.2
Industrials8.5
Materials4.3
Utilities1.1

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.