Harbor Convertible Securities Fund Administrative Class (HRCSX)

Portfolio Characteristics (As of Quarter Ended 06/30/2017)

Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues108397
Weighted Avg. Maturity (yrs)3.8423.41
Convertible Avg. Price ($)111.96118.34
Yield to Put/Maturity (%)-0.81-0.46
Average Issue Size (MM)597340

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 06/30/2017)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Medidata Solutions Inc.08/01/20181.05,8282.0
BioMarin Pharmaceutical Inc.10/15/20201.55,6471.9
On Semiconductor Corp.12/01/20201.05,5711.9
Proofpoint Inc.06/15/20200.85,3661.8
Jazz Investments I Ltd.08/15/20211.95,1861.8
Electronics For Imaging Inc.09/01/20190.85,1571.8
Starwood Property Trust Inc.04/01/20234.45,1331.7
Two Harbors Investment Corp.01/15/20226.24,9421.7
Blackhawk Network Holdings Inc.01/15/20221.54,9391.7
Citrix Systems Inc.04/15/20190.54,9051.7
% of Total Holdings:52,67418.0

Full Holdings (As of Quarter Ended 06/30/2017)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Medidata Solutions Inc.08/01/20181.05,8282.0
BioMarin Pharmaceutical Inc.10/15/20201.55,6471.9
On Semiconductor Corp.12/01/20201.05,5711.9
Proofpoint Inc.06/15/20200.85,3661.8
Jazz Investments I Ltd.08/15/20211.95,1861.8
Electronics For Imaging Inc.09/01/20190.85,1571.8
Starwood Property Trust Inc.04/01/20234.45,1331.7
Two Harbors Investment Corp.01/15/20226.24,9421.7
Blackhawk Network Holdings Inc.01/15/20221.54,9391.7
Citrix Systems Inc.04/15/20190.54,9051.7
Web.com Group Inc.08/15/20181.04,8471.6
Webmd Health Corp.06/15/20232.64,6321.6
Verint Systems Inc.06/01/20211.54,2981.5
Newmont Mining Corp.07/15/20171.64,2801.5
Ares Capital Corp.01/15/20194.44,2011.4
Intel Corp.12/15/20353.54,1261.4
Nuvasive Inc.03/15/20212.24,0871.4
Live Nation Entertainment Inc.05/15/20192.54,0031.4
Molina Healthcare Inc.08/15/20441.63,9341.3
Wright Medical Group Inc.02/15/20202.03,7791.3
Priceline Group Inc.09/15/20210.93,7431.3
Microchip Technology Inc.02/15/20271.63,6811.3
Extra Space Storage LP10/01/20353.13,6781.3
Red Hat Inc.10/01/20190.23,5671.2
Twitter Inc.09/15/20211.03,5471.2
Ctrip.Com International Ltd.09/15/20221.23,5411.2
Servicenow Inc.06/01/20220.03,4811.2
Integrated Device Technology Inc.11/15/20220.93,4751.2
CalAtlantic Group Inc.05/15/20181.63,4621.2
NRG Yield Inc.06/01/20203.23,4531.2
Allscripts Healthcare Solutions Inc.07/01/20201.23,4241.2
Nuance Communications Inc.12/15/20351.03,4111.2
Vipshop Holdings Ltd.03/15/20191.53,3761.1
Inmarsat plc09/09/20233.93,2831.1
Royal Gold Inc.06/15/20192.93,2031.1
Macquarie Infrastructure Corp.10/01/20232.03,2021.1
Liberty Media Corp.09/30/20462.23,1841.1
Liberty Expedia Holdings Inc.06/30/20471.03,1351.1
Zillow Group Inc.12/01/20212.03,1201.1
Navistar International Corp.04/15/20194.83,0861.0
Total SA MTN12/02/20220.53,0231.0
Huron Consulting Group Inc.10/01/20191.23,0211.0
NRG Yield Inc.02/01/20193.53,0131.0
Macquarie Infrastructure Corp.07/15/20192.92,9961.0
Silicon Laboratories Inc.03/01/20221.42,9711.0
Salesforce.com Inc.04/01/20180.22,9681.0
Tesla Motors Inc.03/15/20222.42,9111.0
Dish Network Corp.03/15/20242.42,8861.0
Siemens Financieringsmaatschappij NV08/16/20191.62,7850.9
Akamai Technologies Inc.02/15/20190.02,7600.9
QIAGEN NV03/19/20190.42,7020.9
Chart Industries Inc.08/01/20182.02,6350.9
FireEye Inc.06/01/20351.02,5900.9
Tutor Perini Corp.06/15/20212.92,5890.9
Workday Inc.07/15/20180.82,5410.9
Finisar Corp.12/15/20360.52,2610.8
Square Inc.03/01/20220.42,2270.8
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,2110.8
Lendingtree Inc.06/01/20220.62,1280.7
Colony Starwood Homes01/15/20223.52,1210.7
Dish Network Corp.08/15/20263.42,1150.7
Chesapeake Energy Corp.09/15/20265.52,0880.7
Weatherford International Ltd.07/01/20215.92,0830.7
Teradyne Inc.12/15/20231.22,0510.7
Ares Capital Corp.02/01/20223.81,9500.7
LAM Research Corp.05/15/20181.21,9010.6
Rovi Corp.03/01/20200.51,8840.6
Nice Systems Inc.01/15/20241.21,8020.6
Echo Global Logistics Inc.05/01/20202.51,7370.6
Tesla Motors Inc.03/01/20211.21,7140.6
Envestnet Inc.12/15/20191.81,6980.6
Gogo Inc.03/01/20203.81,6750.6
National Health Investors Inc.04/01/20213.21,6620.6
VEREIT Inc.08/01/20183.01,6470.6
Priceline Group Inc.06/15/20200.31,6390.6
Dexcom Inc.05/15/20220.81,6320.6
Dycom Industries Inc.09/15/20210.81,5840.5
Pacira Pharmaceuticals Inc.04/01/20222.41,5820.5
Liberty Media Corp.01/30/20231.01,5700.5
Micron Technology Inc.11/15/20433.01,5260.5
Ciena Corp.10/15/20183.81,5050.5
Inphi Corp.09/01/20210.81,4860.5
Whiting Petroleum Corp.04/01/20201.21,4850.5
Liberty Interactive LLC09/30/20461.81,4800.5
Centene Corp.02/15/20215.61,4790.5
Meritor Inc.03/01/20267.91,4740.5
Liberty Media Corp.10/15/20231.41,4530.5
Ctrip.Com International Ltd.07/01/20252.01,4460.5
Colony Starwood Homes07/01/20193.01,4260.5
ServiceNow Inc.11/01/20180.01,4130.5
OSI Systems Inc.09/01/20221.21,4070.5
Spirit Realty Capital Inc.05/15/20192.91,3830.5
HCA Inc.02/15/20206.51,3700.5
Nabors Industries Inc.01/15/20240.81,3490.5
Euronet Worldwide Inc.10/01/20441.51,3350.5
Microchip Technology Inc.02/15/20251.61,3130.4
Vinci SA02/16/20220.41,2900.4
Ensco Jersey Finance Ltd.01/31/20243.01,2070.4
Ligand Pharmaceuticals Inc.08/15/20190.89980.3
Advanced Micro Devices Inc.09/01/20262.19910.3
Solarcity Corp.11/01/20191.67740.3
Neurocrine Biosciences Inc.05/15/20242.27370.3
SM Energy Co.07/01/20211.57300.2
PDC Energy Inc.09/15/20211.16730.2
Oasis Petroleum Inc.09/15/20232.66510.2
Hubspot Inc.06/01/20220.26030.2
Empire State Realty OP LP08/15/20192.65380.2
Workday Inc.07/15/20201.54630.2
Total284,25197.1
Cash and Other Assets Less Liabilities2.9
Total Net Assets100%

Sector Allocation (As of Quarter Ended 06/30/2017)

As of Quarter Ended 06/30/2017
Economic SectorHarbor Convertible Securities Fund %
Information Technology37.3
Health Care15.2
Consumer Discretionary14.4
Industrials9.0
Financials6.2
Energy4.5
Real Estate4.2
Materials2.5
Utilities2.2
Telecommunication Services1.1

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.