Harbor Convertible Securities Fund Investor Class (HICSX)

Portfolio Characteristics (As of Quarter Ended 03/31/2017)

Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues101397
Weighted Avg. Maturity (yrs)4.0123.46
Convertible Avg. Price ($)112.46117.67
Yield to Put/Maturity (%)-0.31-0.11
Average Issue Size (MM)596340

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 03/31/2017)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Citrix Systems Inc.04/15/20190.56,9412.3
Proofpoint Inc.06/15/20200.86,6342.2
STMicroelectronics NV07/03/20190.06,2342.0
Intel Corp.12/15/20353.56,0592.0
Starwood Property Trust Inc.04/01/20234.45,8201.9
Two Harbors Investment Corp.01/15/20226.25,5291.8
Jazz Investments I Ltd.08/15/20211.95,4551.8
Verint Systems Inc.06/01/20211.55,3561.7
Webmd Health Corp.06/15/20232.65,2901.7
On Semiconductor Corp.12/01/20201.05,2321.7
% of Total Holdings:58,55019.1

Full Holdings (As of Quarter Ended 03/31/2017)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Citrix Systems Inc.04/15/20190.56,9412.3
Proofpoint Inc.06/15/20200.86,6342.2
STMicroelectronics NV07/03/20190.06,2342.0
Intel Corp.12/15/20353.56,0592.0
Starwood Property Trust Inc.04/01/20234.45,8201.9
Two Harbors Investment Corp.01/15/20226.25,5291.8
Jazz Investments I Ltd.08/15/20211.95,4551.8
Verint Systems Inc.06/01/20211.55,3561.7
Webmd Health Corp.06/15/20232.65,2901.7
On Semiconductor Corp.12/01/20201.05,2321.7
Akamai Technologies Inc.02/15/20190.05,1821.7
Extra Space Storage LP10/01/20353.15,1091.7
Medidata Solutions Inc.08/01/20181.04,7901.6
NRG Yield Inc.02/01/20193.54,7551.5
Nuvasive Inc.03/15/20212.24,7351.5
Molina Healthcare Inc.08/15/20441.64,7061.5
LAM Research Corp.05/15/20181.24,6011.5
Tesla Inc.03/15/20222.44,5701.5
Wright Medical Group Inc.02/15/20202.04,5311.5
Hologic Inc.12/15/20430.04,4521.4
Microchip Technology Inc.02/15/20271.64,4031.4
BioMarin Pharmaceutical Inc.10/15/20201.54,3321.4
Electronics For Imaging Inc.09/01/20190.84,2971.4
CalAtlantic Group Inc.05/15/20181.64,2571.4
Nuance Communications Inc.12/15/20351.04,1531.3
Integrated Device Technology Inc.11/15/20220.94,1251.3
Priceline Group Inc.09/15/20210.93,9911.3
Twitter Inc.09/15/20211.03,9191.3
Silicon Laboratories Inc.03/01/20221.43,7561.2
Red Hat Inc.10/01/20190.23,7511.2
Allscripts Healthcare Solutions Inc.07/01/20201.23,7381.2
Ctrip.Com International Ltd.07/01/20252.03,7191.2
Macquarie Infrastructure Corp.07/15/20192.93,6971.2
Inmarsat plc09/09/20233.93,6491.2
Huron Consulting Group Inc.10/01/20191.23,6421.2
Salesforce.com Inc.04/01/20180.23,6091.2
Web.com Group Inc.08/15/20181.03,5701.2
Chart Industries Inc.08/01/20182.03,5631.2
Spirit Realty Capital Inc.05/15/20192.93,5371.1
Royal Gold Inc.06/15/20192.93,4951.1
RTI International Metals Inc.10/15/20191.63,4681.1
Liberty Media Corp.09/30/20462.23,4511.1
Workday Inc.07/15/20180.83,4321.1
Total SA MTN12/02/20220.53,4231.1
Colony Starwood Homes07/01/20193.03,3361.1
Blackhawk Network Holdings Inc.01/15/20221.53,2911.1
Siemens Financieringsmaatschappij NV08/16/20191.63,1941.0
QIAGEN NV03/19/20190.43,1801.0
Dish Network Corp.03/15/20242.43,1081.0
Live Nation Entertainment Inc.05/15/20192.53,1071.0
VEREIT Inc.08/01/20183.02,9741.0
Teva Pharmaceutical Finance Co. LLC02/01/20260.22,8340.9
Dycom Industries Inc.09/15/20210.82,7430.9
Tutor Perini Corp.06/15/20212.92,7040.9
Rovi Corp.03/01/20200.52,6970.9
Ares Capital Corp.01/15/20194.42,6430.9
Zillow Group Inc.12/01/20212.02,5520.8
FireEye Inc.06/01/20351.02,5250.8
ServiceNow Inc.11/01/20180.02,4920.8
Weatherford International Ltd.07/01/20215.92,4710.8
Finisar Corp.12/15/20360.52,4190.8
Dish Network Corp.08/15/20263.42,3290.8
Microchip Technology Inc.02/15/20251.62,1370.7
Ares Capital Corp.02/01/20223.82,1110.7
Echo Global Logistics Inc.05/01/20202.52,0480.7
Macquarie Infrastructure Corp.10/01/20232.02,0400.7
Navistar International Corp.04/15/20194.82,0190.7
Envestnet Inc.12/15/20191.82,0080.7
National Health Investors Inc.04/01/20213.21,9490.6
Inphi Corp.09/01/20210.81,8840.6
Meritor Inc.03/01/20267.91,8660.6
Pacira Pharmaceuticals Inc.04/01/20222.41,8320.6
Square Inc.03/01/20220.41,8240.6
Teradyne Inc.12/15/20231.21,8130.6
Liberty Media Corp.01/30/20231.01,7780.6
Whiting Petroleum Corp.04/01/20201.21,7640.6
Liberty Interactive LLC09/30/20461.81,7630.6
Liberty Media Corp.10/15/20231.41,7500.6
Ctrip.Com International Ltd.09/15/20221.21,7280.6
HCA Inc.02/15/20206.51,7140.6
Priceline Group Inc.06/15/20200.41,6930.6
Centene Corp.02/15/20215.61,6680.5
Nabors Industries Inc.01/15/20240.81,6670.5
Nice Systems Inc.01/15/20241.21,6670.5
OSI Systems Inc.09/01/20221.21,6620.5
Synchronoss Technologies Inc.08/15/20190.81,6580.5
Euronet Worldwide Inc.10/01/20441.51,6210.5
Chesapeake Energy Corp.09/15/20265.51,1190.4
Ciena Corp.10/15/20183.81,0070.3
Colony Starwood Homes01/15/20223.59780.3
Micron Technology Inc.11/15/20433.09200.3
Ligand Pharmaceuticals Inc.08/15/20190.88970.3
Oasis Petroleum Inc.09/15/20232.68810.3
Solarcity Corp.11/01/20191.68810.3
Ensco Jersey Finance Ltd.01/31/20243.08610.3
Advanced Micro Devices Inc.09/01/20262.18150.3
PDC Energy Inc.09/15/20211.16670.2
Empire State Realty OP LP08/15/20192.66540.2
SM Energy Co.07/01/20211.56330.2
Vinci SA02/16/20220.46230.2
Brookdale Senior Living Inc.06/15/20182.8400.0
Total304,19799.0
Cash and Other Assets Less Liabilities1.0
Total Net Assets100%

Sector Allocation (As of Quarter Ended 03/31/2017)

As of Quarter Ended 03/31/2017
Economic SectorHarbor Convertible Securities Fund %
Information Technology40.8
Health Care15.9
Consumer Discretionary12.4
Industrials9.1
Real Estate6.0
Financials5.2
Energy4.4
Materials2.3
Utilities1.5
Telecommunication Services1.2

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.