Harbor Convertible Securities Fund Investor Class (HICSX)

Portfolio Characteristics (As of Quarter Ended 03/31/2014)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues80474
Weighted Avg. Maturity (yrs)8.788.27
Convertible Avg. Price ($)113.41159.79
Yield to Put/Maturity (%)0.12-1.67
Average Issue Size (MM)534421

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 03/31/2014)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
MGM Resorts International04/15/20154.28,1072.8
NuVasive Inc.07/01/20172.86,9052.3
Omnicare Inc.12/15/20353.26,4622.2
Iconix Brand Group Inc.06/01/20162.56,2572.1
Trinity Industries Inc.06/01/20363.96,2402.1
Chesapeake Energy Corp.05/15/20372.56,1762.1
LAM Research Corp.05/15/20160.56,1442.1
Volcano Corp.12/01/20171.86,1402.1
Siemens Financieringsmaatschappij NV08/16/20171.06,1062.1
Electronic Arts Inc.07/15/20160.86,0392.1
% of Total Holdings:64,57622.0

Full Holdings (As of Quarter Ended 03/31/2014)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
MGM Resorts International04/15/20154.28,1072.8
NuVasive Inc.07/01/20172.86,9052.3
Omnicare Inc.12/15/20353.26,4622.2
Iconix Brand Group Inc.06/01/20162.56,2572.1
Trinity Industries Inc.06/01/20363.96,2402.1
Chesapeake Energy Corp.05/15/20372.56,1762.1
LAM Research Corp.05/15/20160.56,1442.1
Volcano Corp.12/01/20171.86,1402.1
Siemens Financieringsmaatschappij NV08/16/20171.06,1062.1
Electronic Arts Inc.07/15/20160.86,0392.1
Clearwire Communications LLC12/01/20408.25,7612.0
Hologic Inc.03/01/20422.05,7522.0
Leap Wireless International Inc.07/15/20144.55,7462.0
Owens-Brockway Glass Container Inc.06/01/20153.05,6511.9
Salesforce.Com Inc.04/01/20180.25,6151.9
Tibco Software Inc.05/01/20322.25,5631.9
WebMD Health Corp.01/31/20182.55,4761.9
Liberty Interactive LLC09/30/20431.05,4671.9
Navistar International Corp.04/15/20194.85,3421.8
Extra Space Storage LP07/01/20332.45,2251.8
ProLogis LP03/15/20153.25,1361.7
Nuance Communications Inc.11/01/20312.85,0651.7
The Ryland Group Inc.06/01/20190.24,9891.7
International Game Technology05/01/20143.24,9421.7
Integra LifeSciences Holdings Corp.12/15/20161.64,8601.7
Royal Gold Inc.06/15/20192.94,8391.6
Toll Brothers Finance Corp.09/15/20320.54,8291.6
Walter Investment Management Corp.11/01/20194.54,6391.6
Live Nation Entertainment Inc.07/15/20272.94,5891.6
Greenbrier Cos. Inc.04/01/20183.54,5391.5
Energy Xxi Bermuda Ltd.12/15/20183.04,5041.5
NVIDIA Corp.12/01/20181.04,3431.5
Starwood Property Trust Inc.03/01/20184.64,2931.5
ArcelorMittal05/15/20145.04,2211.4
SEACOR Holdings Inc.12/15/20272.54,0571.4
Ctrip.Com International Ltd.10/15/20181.23,9601.3
Group 1 Automotive Inc.06/15/20362.23,9411.3
Ciena Corp.06/15/20170.93,9341.3
American Realty Capital Properties Inc.12/15/20203.83,6391.2
Goodrich Petroleum Corp.10/01/20325.03,5481.2
Illumina Inc.03/15/20160.23,4571.2
Meritor Inc.03/01/20267.93,2691.1
Shutterfly Inc.05/15/20180.23,2341.1
Jarden Corp.09/15/20181.93,2241.1
Teva Pharmaceutical Finance LLC02/01/20260.22,9761.0
Akamai Technologies Inc.02/15/20190.02,9261.0
RTI International Metals Inc.10/15/20191.62,9151.0
Newmont Mining Corp.07/15/20141.22,8661.0
Inmarsat plc11/16/20171.82,7740.9
Forest City Enterprises Inc.08/15/20203.62,6230.9
Alere Inc.05/15/20163.02,5840.9
Vpii Escrow Corp.07/15/20217.52,5430.9
Michaels FinCo Holdings LLC08/01/20187.52,3290.8
Rovi Corp.02/15/20402.62,2930.8
Allegheny Technologies Inc.06/01/20144.22,2740.8
L-3 Communications Holdings Inc.08/01/20353.02,1310.7
American Realty Capital Properties Inc.08/01/20183.02,0080.7
Griffon Corp.01/15/20174.01,9900.7
Bristow Group Inc.06/15/20383.01,9890.7
Steel Dynamics Inc.06/15/20145.11,8860.6
Yahoo! Inc.12/01/20180.01,6800.6
Salix Pharmaceuticals Ltd.03/15/20191.51,5940.5
Exterran Holdings Inc.06/15/20144.21,5050.5
Health Care REIT Inc.12/01/20293.01,4840.5
Covanta Holding Corp.06/01/20143.21,3680.5
Sprint Corp.09/15/20237.91,2950.4
Frontier Communications Corp.04/15/20208.51,1680.4
LifePoint Hospitals Inc.05/15/20143.51,1060.4
Regis Corp.07/15/20145.01,0110.3
MPH Acquisition Holdings LLC04/01/20226.67720.3
Covanta Holding Corp.03/01/20245.97660.3
CCO Holdings LLC09/30/20225.27430.3
Dealertrack Technologies Inc.03/15/20171.56480.2
Sirius XM Holdings Inc.10/01/20205.96330.2
Sinclair Television Group Inc.11/01/20216.46270.2
MediaCom Capital Corp.02/15/20227.25480.2
Hologic Inc.12/15/20430.04740.2
Sprint Corp.06/15/20247.14210.1
Grifols Worldwide Operations Ltd.04/01/20225.24100.1
Reynolds Group Issuer Inc.08/15/20199.92810.1
Total279,86695.3
Cash and Other Assets Less Liabilities4.7
Total Net Assets100%

Sector Allocation (As of Quarter Ended 03/31/2014)

As of Quarter Ended 03/31/2014
Economic SectorHarbor Convertible Securities Fund %
Consumer Discretionary18.6
Health Care15.6
Information Technology15.4
Financials11.7
Industrials10.6
Materials8.5
Energy7.4
Telecommunication Services7.3

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.