Harbor Convertible Securities Fund Investor Class (HICSX)

Portfolio Characteristics (As of Quarter Ended 09/30/2014)

 Harbor Convertible Securities FundBofA Merrill Lynch All US Convertibles Ex Mandatory Index
Number of Issues81471
Weighted Avg. Maturity (yrs)8.248.33
Convertible Avg. Price ($)105.33158.90
Yield to Put/Maturity (%)0.75-1.42
Average Issue Size (MM)514414

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 09/30/2014)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Akamai Technologies Inc.02/15/20190.07,8242.2
Starwood Property Trust Inc.03/01/20184.67,3572.1
Siemens Financieringsmaatschappij NV08/16/20171.07,2802.1
Liberty Interactive LLC09/30/20431.07,2222.1
Chesapeake Energy Corp.05/15/20372.57,1632.0
Electronic Arts Inc.07/15/20160.87,0942.0
Forest City Enterprises Inc.08/15/20203.67,0082.0
Clearwire Communications LLC12/01/20408.26,9412.0
Ryland Group Inc.06/01/20190.26,8221.9
LAM Research Corp.05/15/20160.56,8191.9
% of Total Holdings:71,53020.3

Full Holdings (As of Quarter Ended 09/30/2014)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Akamai Technologies Inc.02/15/20190.07,8242.2
Starwood Property Trust Inc.03/01/20184.67,3572.1
Siemens Financieringsmaatschappij NV08/16/20171.07,2802.1
Liberty Interactive LLC09/30/20431.07,2222.1
Chesapeake Energy Corp.05/15/20372.57,1632.0
Electronic Arts Inc.07/15/20160.87,0942.0
Forest City Enterprises Inc.08/15/20203.67,0082.0
Clearwire Communications LLC12/01/20408.26,9412.0
Ryland Group Inc.06/01/20190.26,8221.9
LAM Research Corp.05/15/20160.56,8191.9
Toll Brothers Finance Corp.09/15/20320.56,8141.9
Nuance Communications Inc.11/01/20312.86,7701.9
Ares Capital Corp.06/01/20165.16,6331.9
Navistar International Corp.04/15/20194.86,6121.9
Walter Investment Management Corp.11/01/20194.56,5921.9
NuVasive Inc.07/01/20172.86,5561.9
Royal Gold Inc.06/15/20192.96,5391.9
Ctrip.Com International Ltd.10/15/20181.26,5251.9
Salesforce.com Inc.04/01/20180.26,5071.9
Tibco Software Inc.05/01/20322.26,3711.8
Homeaway Inc.04/01/20190.16,3371.8
WebMD Health Corp.01/31/20182.56,3241.8
Yahoo! Inc.12/01/20180.06,2611.8
Ciena Corp.06/15/20170.96,2441.8
Extra Space Storage LP07/01/20332.46,2331.8
ProLogis LP03/15/20153.26,1861.8
Trinity Industries Inc.06/01/20363.95,9941.7
Omnicare Inc.12/15/20353.25,9151.7
Shutterfly Inc.05/15/20180.25,8771.7
American Realty Capital Properties Inc.12/15/20203.85,7071.6
RTI International Metals Inc.10/15/20191.65,6711.6
Owens-Brockway Glass Container Inc.06/01/20153.05,6231.6
Integra LifeSciences Holdings Corp.12/15/20161.65,5631.6
Hologic Inc.03/01/20422.05,3891.5
NVIDIA Corp.12/01/20181.05,3881.5
Netsuite Inc.06/01/20180.25,3171.5
Energy Xxi Bermuda Ltd.12/15/20183.05,3161.5
Tesla Motors Inc.03/01/20190.25,2881.5
Live Nation Entertainment Inc.05/15/20192.55,2131.5
SEACOR Holdings Inc.12/15/20272.55,1231.5
Macquarie Infrastructure Co. LLC07/15/20192.95,0231.4
Newmont Mining Corp.07/15/20171.64,9491.4
Goodrich Petroleum Corp.10/01/20325.04,7801.4
Illumina Inc.06/15/20190.04,4451.3
BioMarin Pharmaceutical Inc.10/15/20180.84,4411.3
Volcano Corp.12/01/20171.84,1661.2
Meritor Inc.02/15/20274.04,1511.2
Iconix Brand Group Inc.06/01/20162.54,0291.1
Meritor Inc.03/01/20267.93,9021.1
MGM Resorts International04/15/20154.23,6721.0
Greenbrier Cos. Inc.04/01/20183.53,5501.0
Blucora Inc.04/01/20194.23,5411.0
Jarden Corp.09/15/20181.93,1680.9
Cardtronics Inc.12/01/20201.03,0710.9
Griffon Corp.01/15/20174.02,8550.8
Teva Pharmaceutical Finance LLC02/01/20260.22,6610.8
National Health Investor Inc.04/01/20213.22,4910.7
Valeant Pharmaceuticals International Inc.07/15/20217.52,4160.7
Alere Inc.05/15/20163.02,4130.7
Bristow Group Inc.06/15/20383.02,3530.7
American Realty Capital Properties Inc.08/01/20183.01,9050.5
United Surgical Partners International Inc.04/01/20209.01,6940.5
Hologic Inc.12/15/20430.01,5790.5
Rovi Corp.02/15/20402.61,5550.4
Sprint Corp.09/15/20237.91,2480.4
JDS Uniphase Corp.08/15/20330.61,1300.3
Scientific Games International Inc.05/15/20216.61,0690.3
Michaels FinCo Holdings LLC08/01/20187.51,0380.3
Health Care REIT Inc.12/01/20293.01,0350.3
Hornbeck Offshore Services Inc.09/01/20191.59910.3
Cepheid02/01/20211.28790.3
T-Mobile USA Inc.03/01/20256.47250.2
TransDigm Inc.07/15/20246.56730.2
Michaels Stores Inc.12/15/20205.96480.2
Sinclair Television Group Inc.11/01/20216.46170.2
Sirius XM Radio Inc.10/01/20205.96090.2
Dealertrack Technologies Inc.03/15/20171.56050.2
MediaCom Capital Corp.02/15/20227.25280.2
Sprint Corp.06/15/20247.14050.1
Grifols Worldwide Operations Ltd.04/01/20225.23960.1
Reynolds Group Issuer Inc.08/15/20199.92700.1
Total344,09498.4
Cash and Other Assets Less Liabilities1.6
Total Net Assets100%

Sector Allocation (As of Quarter Ended 09/30/2014)

As of Quarter Ended 09/30/2014
Economic SectorHarbor Convertible Securities Fund %
Information Technology20.6
Consumer Discretionary18.6
Financials14.6
Health Care13.8
Industrials12.3
Energy7.3
Materials6.6
Telecommunication Services4.2

Maturity Profile

There is no data available yet for this new Fund.

Duration

There is no data available yet for this new Fund.

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The BofA Merrill Lynch All US Convertibles Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.