Portfolio Characteristics


As of 6/30/2021

Convertible Securities Fund
ICE BofA US Convertible Ex Mandatory Index
Number of Issues
163
505
Average Market Coupon (%)
0.01
0.02
Yield to Maturity (%)
-0.04
-0.04
Weighted Avg. Maturity (yrs)
4.10
12.24

For definitions of any of these terms, please visit our Financial Glossary.

Top 10 Holdings

As of 6/30/2021

Company Name
Maturity Date
Coupon Rate (%)
Value ($000's)
% of Net Assets
Splunk Inc.
6/15/2027
1.1
3,248
1.7
Dish Network Corp.
8/15/2026
3.4
3,131
1.6
BioMarin Pharmaceutical Inc.
8/1/2024
0.6
2,613
1.4
Coinbase Global Inc.
6/1/2026
0.5
2,326
1.2
Vail Resorts Inc.
1/1/2026
0.0
2,313
1.2
j2 Global Inc.
11/1/2026
1.8
2,304
1.2
Silicon Laboratories Inc.
6/15/2025
0.6
2,182
1.1
Draftkings Inc.
3/15/2028
0.0
2,145
1.1
Liberty Media Corp.
3/31/2048
2.1
2,129
1.1
Euronet Worldwide Inc.
3/15/2049
0.8
2,125
1.1

Full Holdings

As of 6/30/2021

Company Name [Ticker]
Country
Shares (000's)
Current Price ($)
Market Value ($000's)
% of Net Assets
Splunk Inc.
United States
3,316
97.938
3,248
1.7
Dish Network Corp. [DISH4532126]
United States
3,061
102.30
3,131
1.6
BioMarin Pharmaceutical Inc. [BMRN4529082]
United States
2,515
103.88
2,613
1.4
Coinbase Global Inc.
United States
2,285
101.80
2,326
1.2
Vail Resorts Inc.
United States
2,219
104.25
2,313
1.2
j2 Global Inc.
United States
1,801
127.94
2,304
1.2
Silicon Laboratories Inc.
United States
1,568
139.13
2,182
1.1
Draftkings Inc. [DKNG5150460]
United States
2,368
90.60
2,145
1.1
Liberty Media Corp. [LMCA4606916]
United States
2,042
104.25
2,129
1.1
Euronet Worldwide Inc. [EEFT4968461]
United States
1,858
114.375
2,125
1.1
Ringcentral Inc.
United States
1,873
110.938
2,078
1.1
NortonLifeLock Inc. [SYMC5045726]
United States
1,455
137.70
2,004
1.1
Beyond Meat Inc.
United States
1,927
102.438
1,974
1.0
Palo Alto Networks Inc. [PANW4870414]
United States
1,341
146.00
1,958
1.0
Live Nation Entertainment Inc. [LYV4810677]
United States
1,387
140.13
1,944
1.0
Burlington Stores Inc.
United States
1,191
159.375
1,898
1.0
Akamai Technologies Inc.
United States
1,625
116.20
1,888
1.0
Box Inc.
United States
1,577
119.13
1,879
1.0
Insight Enterprises Inc. [NSIT5032129]
United States
1,217
152.866
1,860
1.0
Chegg Inc.
United States
1,755
104.40
1,832
1.0
Total SA MTN
France
1,800
101.712
1,831
1.0
Greenbrier Cos. Inc.
United States
1,735
104.60
1,815
1.0
Allscripts Healthcare Solutions Inc. [MDRX5107391]
United States
1,209
149.069
1,802
0.9
Dexcom Inc.
United States
1,690
104.938
1,773
0.9
Nuvasive Inc. [NUVA5196396]
United States
1,686
104.75
1,766
0.9
Cyberark Software Ltd. [CYBR5083123]
Israel
1,599
108.63
1,737
0.9
Blackline Inc.
United States
1,797
96.50
1,734
0.9
Wix.Com Ltd. [WIX5028388]
Israel
1,638
105.25
1,724
0.9
Stmicroelectronics NV
Netherlands
1,400
120.802
1,691
0.9
Pegasystems Inc.
United States
1,410
119.625
1,687
0.9
Live Nation Entertainment Inc. [LYV5133128]
United States
1,499
112.10
1,680
0.9
Okta Inc.
United States
1,338
125.10
1,674
0.9
Huazhu Group Ltd. [HTHT4985745]
China
1,145
144.688
1,657
0.9
Jetblue Airways Corp.
United States
1,637
100.15
1,639
0.9
Twitter Inc.
United States
1,683
95.875
1,614
0.9
Snap Inc.
United States
1,486
107.40
1,596
0.8
Ford Motor Co. [F5150462]
United States
1,427
111.063
1,585
0.8
Nice Ltd. [NICE5035745]
Israel
1,472
107.299
1,579
0.8
Conmed Corp. [CNMD4946892]
United States
975
161.625
1,576
0.8
IMAX Corp.
Canada
1,472
104.75
1,542
0.8
Wayfair Inc.
United States
1,438
107.00
1,539
0.8
Zendesk Inc.
United States
1,046
146.13
1,529
0.8
Docusign Inc.
United States
1,464
103.50
1,515
0.8
Expedia Group Inc. [EXPE5133107]
United States
1,355
108.50
1,470
0.8
Illumina Inc. [ILMN4878220]
United States
1,154
126.375
1,458
0.8
Microchip Technology Inc. [MCHP5090202]
United States
1,280
113.00
1,446
0.8
Pure Storage Inc. [PSTG4824565]
United States
1,357
104.875
1,423
0.7
Jazz Investments I Ltd.
Bermuda
1,059
133.50
1,414
0.7
Marriott Vacations Worldwide Corp. [MAR5120282]
United States
1,259
111.88
1,409
0.7
Winnebago Industries Inc. [WGO5080708]
United States
1,079
128.688
1,389
0.7
Envestnet Inc.
United States
1,382
99.88
1,380
0.7
Peloton Interactive Inc.
United States
1,416
97.188
1,376
0.7
Insulet Corp. [PODD5061895]
United States
993
136.438
1,355
0.7
Spirit Airlines Inc.
United States
1,407
95.81
1,348
0.7
Lumentum Holdings Inc.
United States
1,237
108.38
1,341
0.7
Teladoc Health Inc.
United States
1,185
112.44
1,332
0.7
Booking Holdings Inc.
United States
938
141.90
1,331
0.7
Blackstone Mortgage Trust Inc. [BXMT4613468]
United States
1,286
102.88
1,323
0.7
Shake Shack Inc.
United States
1,367
95.201
1,301
0.7
Equities Corp.
United States
773
167.06
1,291
0.7
Rapid7 Inc. [RPD5151038]
United States
1,153
111.44
1,285
0.7
Alarm.com Holdings Inc.
United States
1,392
92.20
1,283
0.7
Spotify USA Inc. [SPOT5140591]
United States
1,361
93.85
1,277
0.7
Ares Capital Corp. [ARCC4603542]
United States
1,191
104.75
1,248
0.7
NCL Corp. Ltd. [NCLH5016376]
United States
678
182.35
1,236
0.7
Nextera Energy Partners LP [NEE5089676]
United States
1,132
108.10
1,224
0.6
Solaredge Technologies Inc. [SEDG5049902]
United States
956
125.50
1,200
0.6
Ih Merger Sub LLC [INVH4595278]
United States
729
163.56
1,192
0.6
Liberty Broadband Corp. [LBDBV5036443]
United States
1,124
105.242
1,183
0.6
Qiagen NV
Netherlands
1,200
97.136
1,166
0.6
Pioneer Natural Resources Co.
United States
717
160.05
1,148
0.6
American Eagle Outfitters Inc.
United States
261
436.90
1,140
0.6
Lendingtree Inc. [TREE5018414]
United States
1,254
90.63
1,137
0.6
Square Inc.
United States
949
116.50
1,106
0.6
Bentley Systems Inc.
United States
918
119.63
1,098
0.6
Enphase Energy Inc. [ENPH5139627]
United States
1,117
98.25
1,097
0.6
Coupa Software Inc.
United States
944
115.863
1,094
0.6
Fiverr International Ltd.
Israel
808
133.85
1,082
0.6
Etsy Inc.
United States
946
110.70
1,047
0.6
Enphase Energy Inc. [ENPH5139643]
United States
1,069
97.412
1,041
0.5
Liberty Tripadvisor Holdings Inc. [LINT5154024]
United States
1,170
87.526
1,024
0.5
Realogy Group LLC / Realogy Co.-Issuer Corp.
United States
1,012
100.851
1,021
0.5
Datadog Inc.
United States
759
133.688
1,015
0.5
Itron Inc.
United States
975
103.724
1,011
0.5
Exact Sciences Corp. [EXAS4806408]
United States
756
132.813
1,004
0.5
Workiva Inc. [WK5042553]
United States
652
152.713
996
0.5
KBR Inc. [KBR4946891]
United States
632
157.30
994
0.5
K12 Inc. [LRN5037827]
United States
1,047
93.12
975
0.5
Liberty Media Corp. [LMCA4612612]
United States
702
136.388
957
0.5
Zynga Inc. [ZNGA5008927]
United States
687
138.13
949
0.5
Cable One Inc.
United States
944
100.40
948
0.5
FTI Consulting Inc. [FCN4874420]
United States
660
143.20
945
0.5
Shopify Inc.
Canada
723
130.70
945
0.5
Novocure Ltd. [NVCR5074846]
Jersey
626
150.563
943
0.5
Redfin Corp.
United States
827
112.65
932
0.5
Dish Network Corp.
United States
792
116.95
926
0.5
Southwest Airlines Co.
United States
602
151.938
915
0.5
Marriott Vacations Worldwide Corp. [MAR4722077]
United States
763
119.688
913
0.5
Akamai Technologies Inc.
United States
693
131.20
909
0.5
ON Semiconductor Corp.
United States
475
190.569
905
0.5
Vinci SA
France
800
113.149
905
0.5
Parsons Corp. [PSN5032049]
United States
840
106.35
893
0.5
Dropbox Inc. [DBX5137218]
United States
806
110.00
887
0.5
Tripadvisor Inc. [TRIP5154022]
United States
939
94.25
885
0.5
Etsy Inc. [ETSY5033515]
United States
682
129.25
881
0.5
Royal Caribbean Cruises Ltd.
Liberia
693
125.874
872
0.5
Dropbox Inc. [DBX5137217]
United States
806
107.60
867
0.5
CIE Generale DES Etablissements Michelin Sca
France
800
107.681
861
0.5
Uber Technologies Inc.
United States
843
101.90
859
0.5
Integra Lifesciences Holdings Corp.
United States
773
110.89
857
0.5
Macom Technology Solutions Holdings Inc. [MTSI5153781]
United States
810
105.563
855
0.5
Ceridian HCM Holding Inc.
United States
851
100.438
855
0.5
Guardant Health Inc.
United States
747
114.313
854
0.4
Bentley Systems Inc.
United States
800
103.00
824
0.4
iQIYI Inc. [IQ4973517]
China
868
93.671
813
0.4
Zscaler Inc. [ZS5005423]
United States
516
156.881
810
0.4
Medallia Inc.
United States
716
109.625
785
0.4
IAC Financeco 3 Inc. [IACF4857901]
United States
378
203.69
770
0.4
Halozyme Therapeutics Inc. [HALO5139880]
United States
820
93.313
765
0.4
FireEye Inc. [FEYE4853333]
United States
653
113.438
741
0.4
Alteryx Inc.
United States
773
95.75
740
0.4
II-VI Inc. [IIVI4727871]
United States
459
157.95
725
0.4
Airbnb Inc.
United States
765
94.50
723
0.4
Redfin Corp.
United States
727
99.15
721
0.4
Meritor Inc. [ARM4719976]
United States
673
106.38
716
0.4
Haemonetics Corp. [HAE5142362]
United States
831
84.375
701
0.4
Zynga Inc.
United States
643
107.125
689
0.4
Bofa Finance LLC MTN [BAC4619581]
United States
643
106.55
685
0.4
InterDigital Inc.
United States
612
111.313
681
0.4
Q2 Holdings Inc. [QTWO5078676]
United States
675
100.708
680
0.4
Vinci SA
France
600
113.149
679
0.4
Shift4 Payments Inc.
United States
499
135.31
675
0.4
Liberty Latin America Ltd. [LILKV5012942]
United States
647
102.358
662
0.3
Tandem Diabetes Care Inc. [TNDM4987583]
United States
556
114.13
635
0.3
RingCentral Inc.
United States
611
101.625
621
0.3
LCI Industries
United States
600
103.05
618
0.3
Coherus Biosciences Inc.
United States
586
102.709
602
0.3
Verint Systems Inc. [VRNT5161878]
United States
576
98.555
568
0.3
Neurocrine Biosciences Inc. [NBIX4629438]
United States
414
134.69
558
0.3
Sunrun Inc. [RUN5117997]
United States
607
89.94
546
0.3
Ironwood Pharmaceuticals Inc. [IRWD5031493]
United States
460
118.594
546
0.3
Ironwood Pharmaceuticals Inc. [IRWD5031499]
United States
451
119.945
541
0.3
Rapid7 Inc. [RPD4982643]
United States
317
166.438
528
0.3
Ionis Pharmaceuticals Inc. [IONS5104819]
United States
560
93.436
523
0.3
Liberty Broadband Corp. [LBDBV5082243]
United States
514
101.15
520
0.3
Repligen Corp. [RGEN4859855]
United States
269
179.50
483
0.3
Twitter Inc.
United States
345
137.44
474
0.2
Altair Engineering Inc. [ALTR4842822]
United States
298
155.961
465
0.2
Vonage Holdings Corp. [VG5003664]
United States
410
111.964
459
0.2
Supernus Pharmaceuticals Inc. [TCRT4816918]
United States
448
98.813
443
0.2
Five9 Inc.
United States
268
148.313
397
0.2
John Bean Technologies Corp. [JBT5193700]
United States
340
106.60
362
0.2
Herbalife Nutrition Ltd. [HLF4812442]
United States
316
109.063
345
0.2
Liberty Media Corp. [LMCA4191218]
United States
251
133.374
335
0.2
The Cheesecake Factory Inc.
United States
334
98.938
330
0.2
Pandora Media LLC [P4638804]
United States
269
119.10
320
0.2
Alteryx Inc.
United States
326
94.63
308
0.2
Ares Capital Corp. [ARCC4806130]
United States
233
109.31
255
0.1
Splunk Inc.
United States
204
116.875
238
0.1
Jazz Investments I Ltd. [JAZZ4671051]
Ireland
200
110.141
220
0.1
New Relic Inc.
United States
160
98.94
158
0.1
Exact Sciences Corp. [EXAS4586328]
United States
44
177.875
78
0.0
Q2 Holdings Inc. [QTWO5009899]
United States
4
131.20
5
0.0

Sector Allocation

As of 6/30/2021

Economic Sector
Convertible Securities Fund %
Information Technology
39.9
Consumer Discretionary
18.4
Health Care
13.7
Communication Services
11.6
Industrials
5.8
Financials
3.7
Energy
2.2
Real Estate
2.0
Utilities
0.6
Consumer Staples
0.2

Maturity Profile

As of 6/30/2021

Maturity
Convertible Securities Fund %
ICE BofA US Convertible Ex Mandatory Index %
0-1 Yr
2.6
82.0
1-3 Yr
19.6
8.6
3-5 Yr
55.0
4.6
5-7 Yr
21.4
3.5
7-10 Yr
0.4
1.0
10-20 Yr
0.0
0.2
20-30 Yr
0.0
0.1
Over 30 Yr
0.0
0.0

Duration

As of 6/30/2021

Duration
Convertible Securities Fund %
ICE BofA US Convertible Ex Mandatory Index %
0-1 Yr
20.3
0.0
1-3 Yr
58.9
0.0
3-5 Yr
19.8
0.0
5-7 Yr
0.0
0.0
7-10 Yr
0.0
0.0
10-20 Yr
0.0
0.0
20-30 Yr
0.0
0.0
Over 30 Yr
0.0
0.0

Additional Information about Harbor Funds