Harbor Convertible Securities Fund Institutional Class (HACSX)

Portfolio Characteristics (As of Quarter Ended 12/31/2018)

Harbor Convertible Securities FundICE BofAML US Convertible Ex Mandatory Index
Number of Issues126393
Weighted Avg. Maturity (Life) (yrs)4.1421.16
Convertible Avg. Price ($)103.80119.84
Yield to Put/Maturity (%)-1.360.93
Average Issue Size (MM)676.29361

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 12/31/2018)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Live Nation Entertainment Inc.03/15/20232.52,5052.2
Blackstone Mortgage Trust Inc.03/15/20234.82,4112.1
Meritor Inc.10/15/20373.22,1251.9
Ctrip.Com International Ltd.07/01/20252.02,0971.9
Ares Capital Corp.02/01/20223.82,0911.9
Liberty Expedia Holdings Inc.06/30/20471.02,0881.9
Allscripts Healthcare Solutions Inc.07/01/20201.22,0151.8
BioMarin Pharmaceutical Inc.08/01/20240.62,0041.8
Marriott Vacations Worldwide Corp.09/15/20221.51,9171.7
Verint Systems Inc.06/01/20211.51,8981.7
% of Total Holdings:21,15118.9

Full Holdings (As of Quarter Ended 12/31/2018)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Live Nation Entertainment Inc.03/15/20232.52,5052.2
Blackstone Mortgage Trust Inc.03/15/20234.82,4112.1
Meritor Inc.10/15/20373.22,1251.9
Ctrip.Com International Ltd.07/01/20252.02,0971.9
Ares Capital Corp.02/01/20223.82,0911.9
Liberty Expedia Holdings Inc.06/30/20471.02,0881.9
Allscripts Healthcare Solutions Inc.07/01/20201.22,0151.8
BioMarin Pharmaceutical Inc.08/01/20240.62,0041.8
Marriott Vacations Worldwide Corp.09/15/20221.51,9171.7
Verint Systems Inc.06/01/20211.51,8981.7
Microchip Technology Inc.02/15/20271.61,8931.7
Dish Network Corp.08/15/20263.41,8381.6
Akamai Technologies Inc.05/01/20250.11,7771.6
Tesla Inc.03/01/20211.21,7411.5
Extra Space Storage LP10/01/20353.11,7351.5
Liberty Media Corp.03/31/20482.11,7201.5
On Semiconductor Corp.12/01/20201.01,6911.5
Dexcom Inc.12/01/20230.81,6861.5
Workday Inc.10/01/20220.21,6091.4
Zendesk Inc.03/15/20230.21,5151.3
Atlassian Inc.05/01/20230.61,4561.3
Total SA MTN12/02/20220.51,4531.3
Palo Alto Networks Inc.07/01/20230.81,4231.3
Tutor Perini Corp.06/15/20212.91,3921.2
Splunk Inc.09/15/20230.51,3761.2
Exact Sciences Corp.01/15/20251.01,2681.1
Jazz Investments I Ltd.08/15/20211.91,2631.1
Iqiyi Inc.12/01/20233.81,2531.1
Wright Medical Group Inc.06/15/20231.61,2521.1
Illumina Inc.08/15/20230.01,2421.1
Spirit Realty Capital Inc.05/15/20213.81,2311.1
Dycom Industries Inc.09/15/20210.81,2201.1
Silicon Laboratories Inc.03/01/20221.41,2121.1
Nextera Energy Partners LP09/15/20201.51,1561.0
Envestnet Inc.06/01/20231.81,1491.0
Intel Corp.08/01/20393.21,1481.0
Weibo Corp.11/15/20221.21,1331.0
Starwood Property Trust Inc.04/01/20234.41,1251.0
Ih Merger Sub LLC01/15/20223.51,1091.0
Nuance Communications Inc.04/01/20251.21,0981.0
Valeo SA MTN06/16/20210.01,0761.0
Two Harbors Investment Corp.01/15/20226.21,0751.0
Nuvasive Inc.03/15/20212.21,0670.9
Booking Holdings Inc.06/15/20200.31,0550.9
Western Digital Corp.02/01/20241.51,0260.9
Twitter Inc.06/15/20240.29830.9
Ringcentral Inc.03/15/20230.09470.8
Insulet Corp.11/15/20241.49330.8
Empire State Realty OP LP08/15/20192.68870.8
IAC Financeco Inc.10/01/20220.98740.8
Servicenow Inc.06/01/20220.08660.8
Greenbrier Cos. Inc.02/01/20242.98500.8
Vinci SA02/16/20220.48240.7
Wix.Com Ltd.07/01/20230.08230.7
Ligand Pharmaceuticals Inc.05/15/20230.88110.7
Wayfair Inc.11/01/20241.18080.7
Stmicroelectronics NV07/03/20240.28010.7
Pure Storage Inc.04/15/20230.17910.7
Liberty Interactive LLC09/30/20461.87760.7
Supernus Pharmaceuticals Inc.04/01/20230.67750.7
Zillow Group Inc.07/01/20231.57540.7
Square Inc.05/15/20230.57250.6
Cypress Semiconductor Corp.02/01/20232.06980.6
Huazhu Group Ltd.11/01/20220.46720.6
Ionis Pharmaceuticals Inc.11/15/20211.06620.6
Royal Gold Inc.06/15/20192.96530.6
Inmarsat plc09/09/20233.96410.6
RTI International Metals Inc.10/15/20191.66380.6
Herbalife Nutrition Ltd.03/15/20242.66380.6
Vinci SA02/16/20220.46210.6
Fireeye Inc.06/01/20240.96200.5
OSI Systems Inc.09/01/20221.26200.5
NXP Semiconductors NV12/01/20191.06180.5
RH06/15/20230.06160.5
Lumentum Holdings Inc.03/15/20240.26070.5
New Relic Inc.05/01/20230.56010.5
Citrix Systems Inc.04/15/20190.55950.5
Twilio Inc.06/01/20230.25890.5
Splunk Inc.09/15/20251.15890.5
Rapid7 Inc.08/01/20231.25740.5
Pandora Media Inc.12/01/20231.85660.5
Liberty Media Corp.01/30/20231.05580.5
CIE Generale DES Etablissements Michelin Sca01/10/20220.05490.5
KBR Inc.11/01/20232.55450.5
Chegg Inc.05/15/20230.25450.5
National Health Investors Inc.04/01/20213.25370.5
Bofa Finance LLC MTN05/01/20230.25330.5
Chesapeake Energy Corp.09/15/20265.55310.5
Chart Industries Inc.11/15/20241.05290.5
Teradyne Inc.12/15/20231.25290.5
Siemens Financieringsmaatschappij NV08/16/20191.65210.5
Jazz Investments I Ltd.08/15/20241.55200.5
Qiagen NV03/19/20210.95040.4
Nabors Industries Inc.01/15/20240.84900.4
Oasis Petroleum Inc.09/15/20232.64770.4
Nice Systems Inc.01/15/20241.24740.4
Oil States International Inc.02/15/20231.54630.4
Transocean Inc.01/30/20230.54540.4
Neurocrine Biosciences Inc.05/15/20242.24410.4
Zillow Group Inc.12/01/20212.04370.4
Molina Healthcare Inc.01/15/20201.13710.3
Evolent Health Inc.10/15/20251.53600.3
Okta Inc.02/15/20230.23580.3
Nutanix Inc.01/15/20230.03410.3
Docusign Inc.09/15/20230.53080.3
Advanced Micro Devices Inc.09/01/20262.13070.3
Five9 Inc.05/01/20230.13020.3
Dexcom Inc.05/15/20220.82990.3
Tesla Inc.03/15/20222.42970.3
Mercadolibre Inc.08/15/20282.02910.3
SM Energy Co.07/01/20211.52890.3
Illumina Inc.06/15/20210.52890.3
Nuance Communications Inc.12/15/20351.02790.2
Hubspot Inc.06/01/20220.22780.2
Q2 Holdings Inc.02/15/20230.82680.2
PDC Energy Inc.09/15/20211.12670.2
Liberty Media Corp.10/15/20231.42600.2
Liberty Media Corp.09/30/20462.22590.2
InterDigital Inc.03/01/20201.52550.2
Caesars Entertainment Corp.10/01/20245.02360.2
Micron Technology Inc.11/15/20433.02310.2
Wayfair Inc.09/01/20220.42180.2
Weatherford International Ltd.07/01/20215.91890.2
Euronet Worldwide Inc.10/01/20441.51760.2
Ensco Jersey Finance Ltd.01/31/20243.01630.1
Vipshop Holdings Ltd.03/15/20191.5870.1
Total111,27598.6
Cash and Other Assets Less Liabilities1.4
Total Net Assets100%

Sector Allocation (As of Quarter Ended 12/31/2018)

As of Quarter Ended 12/31/2018
Economic SectorHarbor Convertible Securities Fund %
Information Technology31.4
Health Care15.7
Communication Services12.9
Consumer Discretionary12.7
Industrials8.2
Financials6.4
Real Estate4.9
Energy4.2
Utilities1.0
Materials0.6
Consumer Staples0.6

Maturity Profile (As of Quarter Ended 12/31/2018)

As of Quarter Ended 12/31/2018
MaturityHarbor Convertible Securities Fund %
0-1 yr7.1
1-3 yr21.2
3-5 yr48.0
5-7 yr17.3
7-10 yr4.3
10-20 yr0.0
20-30 yr0.6
Over 30 yr0.0

Duration (As of Quarter Ended 12/31/2018)

As of Quarter Ended 12/31/2018
DurationHarbor Convertible Securities Fund %
0-1 yr12.9
1-3 yr61.2
3-5 yr24.5
5-7 yr0.0
7-10 yr0.0
10-20 yr0.0
20-30 yr0.0
Over 30 yr0.0

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The ICE BofAML US Convertible Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.