Harbor Convertible Securities Fund Institutional Class (HACSX)

Portfolio Characteristics (As of Quarter Ended 03/31/2019)

Harbor Convertible Securities FundICE BofAML US Convertible Ex Mandatory Index
Number of Issues129382
Weighted Avg. Maturity (yrs)4.0619.05
Convertible Avg. Price ($)112.36133.97
Yield to Put/Maturity (%)-1.08-0.63
Average Issue Size (MM)678.99363.23
Beta vs. Fund Benchmark0.76-

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 03/31/2019)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Live Nation Entertainment Inc.03/15/20232.52,8362.3
Blackstone Mortgage Trust Inc.03/15/20234.82,4992.0
Ctrip.Com International Ltd.07/01/20252.02,4552.0
Meritor Inc.10/15/20373.22,3421.9
Akamai Technologies Inc.05/01/20250.12,2201.8
Liberty Expedia Holdings Inc.06/30/20471.02,1281.7
Marriott Vacations Worldwide Corp.09/15/20221.52,1201.7
BioMarin Pharmaceutical Inc.08/01/20240.62,0621.7
Verint Systems Inc.06/01/20211.52,0571.7
Allscripts Healthcare Solutions Inc.07/01/20201.22,0501.7
% of Total Holdings:22,76918.5

Full Holdings (As of Quarter Ended 03/31/2019)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Live Nation Entertainment Inc.03/15/20232.52,8362.3
Blackstone Mortgage Trust Inc.03/15/20234.82,4992.0
Ctrip.Com International Ltd.07/01/20252.02,4552.0
Meritor Inc.10/15/20373.22,3421.9
Akamai Technologies Inc.05/01/20250.12,2201.8
Liberty Expedia Holdings Inc.06/30/20471.02,1281.7
Marriott Vacations Worldwide Corp.09/15/20221.52,1201.7
BioMarin Pharmaceutical Inc.08/01/20240.62,0621.7
Verint Systems Inc.06/01/20211.52,0571.7
Allscripts Healthcare Solutions Inc.07/01/20201.22,0501.7
Splunk Inc.09/15/20230.51,9361.6
Dish Network Corp.08/15/20263.41,9331.6
Extra Space Storage LP10/01/20353.11,8431.5
Microchip Technology Inc.02/15/20271.61,8071.5
Palo Alto Networks Inc.07/01/20230.81,8001.5
Liberty Media Corp.03/31/20482.11,7561.4
Envestnet Inc.06/01/20231.81,7241.4
Dexcom Inc.12/01/20230.81,7191.4
Iqiyi Inc.04/01/20252.01,6231.3
Ares Capital Corp.02/01/20223.81,6171.3
Wix.Com Ltd.07/01/20230.01,5591.3
Tutor Perini Corp.06/15/20212.91,4921.2
Total SA MTN12/02/20220.51,4811.2
Silicon Laboratories Inc.03/01/20221.41,4341.2
Workday Inc.10/01/20220.21,3901.1
On Semiconductor Corp.12/01/20201.01,3891.1
Wright Medical Group Inc.06/15/20231.61,3721.1
Exact Sciences Corp.03/15/20270.41,3641.1
Intel Corp.08/01/20393.21,3191.1
Illumina Inc.08/15/20230.01,2881.0
Tesla Inc.03/01/20211.21,2831.0
Jazz Investments I Ltd.08/15/20241.51,2701.0
Spirit Realty Capital Inc.05/15/20213.81,2561.0
Ih Merger Sub LLC01/15/20223.51,2341.0
Nuance Communications Inc.04/01/20251.21,2321.0
Dycom Industries Inc.09/15/20210.81,2091.0
Nextera Energy Partners LP09/15/20201.51,2011.0
NXP Semiconductors NV12/01/20191.01,1911.0
Zendesk Inc.03/15/20230.21,1660.9
Western Digital Corp.02/01/20241.51,1620.9
Weibo Corp.11/15/20221.21,1510.9
Insulet Corp.11/15/20241.41,1370.9
Starwood Property Trust Inc.04/01/20234.41,1280.9
Nuvasive Inc.03/15/20212.21,1280.9
Chesapeake Energy Corp.09/15/20265.51,1140.9
Valeo SA MTN06/16/20210.01,1120.9
Two Harbors Investment Corp.01/15/20226.21,1120.9
Booking Holdings Inc.06/15/20200.31,0590.9
Twitter Inc.06/15/20240.21,0440.8
Docusign Inc.09/15/20230.51,0310.8
Zillow Group Inc.07/01/20231.59780.8
IAC Financeco Inc.10/01/20220.99660.8
Ionis Pharmaceuticals Inc.11/15/20211.09360.8
Pure Storage Inc.04/15/20230.19110.7
Inmarsat plc09/09/20233.99040.7
Empire State Realty OP LP08/15/20192.68870.7
Vinci SA02/16/20220.48820.7
Qiagen NV11/13/20241.08730.7
Liberty Interactive LLC09/30/20461.88720.7
New Relic Inc.05/01/20230.58440.7
Square Inc.05/15/20230.58390.7
Stmicroelectronics NV07/03/20240.28290.7
Greenbrier Cos. Inc.02/01/20242.98290.7
Ligand Pharmaceuticals Inc.05/15/20230.88050.7
Fireeye Inc.06/01/20240.97880.6
Fortive Corp.02/15/20220.97800.6
Ares Capital Corp.03/01/20244.67240.6
Lumentum Holdings Inc.03/15/20240.27120.6
Wayfair Inc.11/01/20241.17110.6
Ringcentral Inc.03/15/20230.07010.6
Chart Industries Inc.11/15/20241.06940.6
RH06/15/20230.06900.6
Supernus Pharmaceuticals Inc.04/01/20230.66780.5
OSI Systems Inc.09/01/20221.26760.5
Atlassian Inc.05/01/20230.66700.5
Chegg Inc.03/15/20250.16680.5
RTI International Metals Inc.10/15/20191.66640.5
Royal Gold Inc.06/15/20192.96590.5
Vinci SA02/16/20220.46590.5
Splunk Inc.09/15/20251.16550.5
Servicenow Inc.06/01/20220.06470.5
Huazhu Group Ltd.11/01/20220.46310.5
Tesla Inc.03/15/20222.46260.5
Jazz Investments I Ltd.08/15/20211.96240.5
KBR Inc.11/01/20232.56190.5
FTI Consulting Inc.08/15/20232.06150.5
Pandora Media Inc.12/01/20231.86110.5
Liberty Media Corp.01/30/20231.06060.5
Herbalife Nutrition Ltd.03/15/20242.66010.5
National Health Investors Inc.04/01/20213.25960.5
CIE Generale DES Etablissements Michelin Sca01/10/20220.05860.5
Bofa Finance LLC MTN05/01/20230.25830.5
Molina Healthcare Inc.01/15/20201.15790.5
Nabors Industries Inc.01/15/20240.85670.5
Neurocrine Biosciences Inc.05/15/20242.25460.4
Transocean Inc.01/30/20230.55350.4
Conmed Corp.02/01/20242.65340.4
Cypress Semiconductor Corp.02/01/20232.05320.4
Nice Systems Inc.01/15/20241.25300.4
Oil States International Inc.02/15/20231.55160.4
Siemens Financieringsmaatschappij NV08/16/20191.65150.4
Oasis Petroleum Inc.09/15/20232.65060.4
Teradyne Inc.12/15/20231.24760.4
Zillow Group Inc.12/01/20212.04650.4
Rapid7 Inc.08/01/20231.24520.4
Mercadolibre Inc.08/15/20282.04340.4
Tabula Rasa Healthcare Inc.02/15/20261.83770.3
Chegg Inc.05/15/20230.23750.3
Advanced Micro Devices Inc.09/01/20262.13690.3
Nutanix Inc.01/15/20230.03680.3
Five9 Inc.05/01/20230.13480.3
Okta Inc.02/15/20230.23190.3
PDC Energy Inc.09/15/20211.13160.3
Evolent Health Inc.10/15/20251.53100.3
Twilio Inc.06/01/20230.23070.2
Exact Sciences Corp.01/15/20251.03040.2
Nuance Communications Inc.12/15/20351.03000.2
Illumina Inc.06/15/20210.52970.2
Qiagen NV03/19/20210.92930.2
SM Energy Co.07/01/20211.52900.2
Liberty Media Corp.10/15/20231.42720.2
Caesars Entertainment Corp.10/01/20245.02710.2
Q2 Holdings Inc.02/15/20230.82700.2
RH06/15/20190.02610.2
InterDigital Inc.03/01/20201.52540.2
STMicroelectronics NV07/03/20240.22070.2
Ensco Jersey Finance Ltd.01/31/20243.01900.2
Hubspot Inc.06/01/20220.21860.2
Liberty Media Corp.09/30/20462.21350.1
Dexcom Inc.05/15/20220.81040.1
Iqiyi Inc.12/01/20233.8490.0
Total122,62399.1
Cash and Other Assets Less Liabilities0.9
Total Net Assets100%

Sector Allocation (As of Quarter Ended 03/31/2019)

As of Quarter Ended 03/31/2019
Economic SectorHarbor Convertible Securities Fund %
Information Technology30.4
Health Care16.7
Communication Services13.1
Consumer Discretionary12.5
Industrials9.1
Financials6.2
Real Estate4.7
Energy4.5
Utilities1.0
Materials0.5
Consumer Staples0.5

Maturity Profile (As of Quarter Ended 03/31/2019)

As of Quarter Ended 03/31/2019
MaturityHarbor Convertible Securities Fund %
0-1 yr4.1
1-3 yr27.0
3-5 yr46.7
5-7 yr15.1
7-10 yr5.7
10-20 yr0.0
20-30 yr1.1
Over 30 yr0.0

Duration (As of Quarter Ended 03/31/2019)

As of Quarter Ended 03/31/2019
DurationHarbor Convertible Securities Fund %
0-1 yr19.4
1-3 yr59.0
3-5 yr21.2
5-7 yr0.0
7-10 yr0.0
10-20 yr0.0
20-30 yr0.0
Over 30 yr0.0

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The ICE BofAML US Convertible Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.