Harbor Convertible Securities Fund Institutional Class (HACSX)

Portfolio Characteristics (As of Quarter Ended 06/30/2019)

Harbor Convertible Securities FundICE BofAML US Convertible Ex Mandatory Index
Number of Issues130371
Weighted Avg. Maturity (yrs)4.0918.88
Convertible Avg. Price ($)112.63118.69
Average Issue Size (MM)694.99442.76

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 06/30/2019)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Live Nation Entertainment Inc.03/15/20232.52,9952.2
Blackstone Mortgage Trust Inc.03/15/20234.82,6532.0
Meritor Inc.10/15/20373.22,6191.9
BioMarin Pharmaceutical Inc.08/01/20240.62,4851.8
Akamai Technologies Inc.05/01/20250.12,4701.8
Dish Network Corp.08/15/20263.42,4671.8
Liberty Latin America Ltd.07/15/20242.02,4231.8
Liberty Expedia Holdings Inc.06/30/20471.02,2581.7
Marriott Vacations Worldwide Corp.09/15/20221.52,2321.7
Microchip Technology Inc.02/15/20271.62,1261.6
% of Total Holdings:24,72818.3

Full Holdings (As of Quarter Ended 06/30/2019)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Live Nation Entertainment Inc.03/15/20232.52,9952.2
Blackstone Mortgage Trust Inc.03/15/20234.82,6532.0
Meritor Inc.10/15/20373.22,6191.9
BioMarin Pharmaceutical Inc.08/01/20240.62,4851.8
Akamai Technologies Inc.05/01/20250.12,4701.8
Dish Network Corp.08/15/20263.42,4671.8
Liberty Latin America Ltd.07/15/20242.02,4231.8
Liberty Expedia Holdings Inc.06/30/20471.02,2581.7
Marriott Vacations Worldwide Corp.09/15/20221.52,2321.7
Microchip Technology Inc.02/15/20271.62,1261.6
Splunk Inc.09/15/20230.52,0291.5
Palo Alto Networks Inc.07/01/20230.82,0071.5
Ctrip.Com International Ltd.07/01/20252.01,9921.5
Dexcom Inc.12/01/20230.81,9571.4
Extra Space Storage LP10/01/20353.11,9481.4
Liberty Media Corp.03/31/20482.11,8591.4
Nextera Energy Partners LP09/15/20201.51,7951.3
Western Digital Corp.02/01/20241.51,7881.3
Ares Capital Corp.02/01/20223.81,7201.3
Iqiyi Inc.04/01/20252.01,7121.3
Exact Sciences Corp.03/15/20270.41,6671.2
Silicon Laboratories Inc.03/01/20221.41,6201.2
On Semiconductor Corp.12/01/20201.01,6101.2
Tutor Perini Corp.06/15/20212.91,5601.2
Verint Systems Inc.06/01/20211.51,5191.1
Total SA MTN12/02/20220.51,5071.1
Allscripts Healthcare Solutions Inc.07/01/20201.21,5041.1
Tesla Inc.05/15/20242.01,4771.1
Illumina Inc.08/15/20230.01,4771.1
Dycom Industries Inc.09/15/20210.81,4481.1
Insulet Corp.11/15/20241.41,4421.1
Wright Medical Group Inc.06/15/20231.61,4241.1
Envestnet Inc.06/01/20231.81,4161.0
Twitter Inc.06/15/20240.21,4001.0
Ih Merger Sub LLC01/15/20223.51,3991.0
Spirit Realty Capital Inc.05/15/20213.81,3661.0
Wix.Com Ltd.07/01/20230.01,3321.0
Nuance Communications Inc.04/01/20251.21,2881.0
Jazz Investments I Ltd.08/15/20241.51,2790.9
Greenbrier Cos. Inc.02/01/20242.91,2710.9
New Relic Inc.05/01/20230.51,2700.9
Weibo Corp.11/15/20221.21,2410.9
Zynga Inc.06/01/20240.21,2260.9
FireEye Inc.06/01/20240.91,2200.9
Chegg Inc.03/15/20250.11,1940.9
Booking Holdings Inc.06/15/20200.31,1880.9
Intel Corp.08/01/20393.21,1820.9
Two Harbors Investment Corp.01/15/20226.21,1800.9
Workday Inc.10/01/20220.21,1660.9
Nuvasive Inc.03/15/20212.21,1610.9
Starwood Property Trust Inc.04/01/20234.41,1600.9
Docusign Inc.09/15/20230.51,1450.8
Valeo SA MTN06/16/20210.01,1410.8
Square Inc.05/15/20230.51,1370.8
NXP Semiconductors NV12/01/20191.01,1030.8
Zillow Group Inc.07/01/20231.51,0600.8
Lumentum Holdings Inc.03/15/20240.21,0220.8
Chesapeake Energy Corp.09/15/20265.59950.7
Liberty Interactive LLC09/30/20461.89500.7
IAC Financeco 2 Inc.06/15/20260.99260.7
Vinci SA02/16/20220.49230.7
Stmicroelectronics NV07/03/20240.29170.7
Qiagen NV11/13/20241.08920.7
Zendesk Inc.03/15/20230.28810.7
Pure Storage Inc.04/15/20230.18220.6
Q2 Holdings Inc.06/01/20260.88160.6
Ligand Pharmaceuticals Inc.05/15/20230.88130.6
Ares Capital Corp.03/01/20244.67950.6
Herbalife Nutrition Ltd.03/15/20242.67720.6
RH06/15/20230.07680.6
Fortive Corp.02/15/20220.97670.6
Ringcentral Inc.03/15/20230.07370.5
Wayfair Inc.11/01/20241.17120.5
KBR Inc.11/01/20232.57100.5
FTI Consulting Inc.08/15/20232.06930.5
Vinci SA02/16/20220.46930.5
Liberty Media Corp.01/30/20231.06870.5
Tesla Inc.03/01/20211.26860.5
Zillow Group Inc.12/01/20212.06850.5
Conmed Corp.02/01/20242.66710.5
Splunk Inc.09/15/20251.16690.5
Guess? Inc.04/15/20242.06600.5
Huazhu Group Ltd.11/01/20220.46420.5
Supernus Pharmaceuticals Inc.04/01/20230.66410.5
Jazz Investments I Ltd.08/15/20211.96270.5
CIE Generale DES Etablissements Michelin Sca01/10/20220.06250.5
Cypress Semiconductor Corp.02/01/20232.06140.5
Pandora Media Inc.12/01/20231.86110.5
Bofa Finance LLC MTN05/01/20230.26070.4
InterDigital Inc.06/01/20242.06040.4
Servicenow Inc.06/01/20220.05790.4
Nabors Industries Inc.01/15/20240.85690.4
Tesla Inc.03/15/20222.45650.4
YY Inc.06/15/20261.45580.4
YY Inc.06/15/20250.85580.4
Altair Engineering Inc.06/01/20240.25570.4
Teradyne Inc.12/15/20231.25520.4
Atlassian Inc.05/01/20230.65480.4
Chart Industries Inc.11/15/20241.05450.4
Ionis Pharmaceuticals Inc.11/15/20211.05320.4
Neurocrine Biosciences Inc.05/15/20242.25310.4
Nice Systems Inc.01/15/20241.25300.4
Oil States International Inc.02/15/20231.55290.4
OSI Systems Inc.09/01/20221.25140.4
Rapid7 Inc.08/01/20231.25070.4
Mercadolibre Inc.08/15/20282.04970.4
Oasis Petroleum Inc.09/15/20232.64960.4
National Health Investors Inc.04/01/20213.24910.4
Transocean Inc.01/30/20230.54750.4
Advanced Micro Devices Inc.09/01/20262.14380.3
Exact Sciences Corp.01/15/20251.03840.3
Tabula Rasa Healthcare Inc.02/15/20261.83540.3
Vonage Holdings Corp.06/01/20241.83440.3
Five9 Inc.05/01/20230.13430.3
Nuance Communications Inc.12/15/20351.03420.3
Illumina Inc.06/15/20210.53390.3
Caesars Entertainment Corp.10/01/20245.03260.2
Nutanix Inc.01/15/20230.03230.2
PDC Energy Inc.09/15/20211.13230.2
Liberty Media Corp.09/30/20462.22950.2
Qiagen NV03/19/20210.92920.2
SM Energy Co.07/01/20211.52860.2
Okta Inc.02/15/20230.22800.2
Liberty Media Corp.10/15/20231.42720.2
Twilio Inc.06/01/20230.22710.2
STMicroelectronics NV07/03/20240.22290.2
Ensco Jersey Finance Ltd.01/31/20243.01920.1
Chegg Inc.05/15/20230.21520.1
Arconic Inc.10/15/20191.61120.1
Empire State Realty OP LP08/15/20192.61050.1
Total133,08398.8
Cash and Other Assets Less Liabilities1.2
Total Net Assets100%

Sector Allocation (As of Quarter Ended 06/30/2019)

As of Quarter Ended 06/30/2019
Economic SectorHarbor Convertible Securities Fund %
Information Technology30.0
Communication Services16.5
Health Care15.2
Consumer Discretionary12.7
Industrials8.4
Financials6.0
Energy4.0
Real Estate3.9
Utilities1.3
Consumer Staples0.6

Maturity Profile (As of Quarter Ended 06/30/2019)

As of Quarter Ended 06/30/2019
MaturityHarbor Convertible Securities Fund %
0-1 yr1.9
1-3 yr24.1
3-5 yr49.7
5-7 yr16.3
7-10 yr6.1
10-20 yr0.0
20-30 yr0.9
Over 30 yr0.0

Duration (As of Quarter Ended 06/30/2019)

As of Quarter Ended 06/30/2019
DurationHarbor Convertible Securities Fund %
0-1 yr20.6
1-3 yr58.8
3-5 yr19.5
5-7 yr0.0
7-10 yr0.0
10-20 yr0.0
20-30 yr0.0
Over 30 yr0.0

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The ICE BofAML US Convertible Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.