Harbor Small Cap Growth Opportunities Fund Institutional Class (HASOX)

Portfolio Characteristics (As of Quarter Ended 03/31/2019)

Harbor Small Cap Growth Opportunities FundRussell 2000® Growth Index
Number of Holdings991,239
Weighted Avg. Market Cap ($Mil)1,795.932,673.76
Median Market Cap ($Mil)1,293.85874.26
Price/Book Ratio3.064.27
Adj. Trailing P/E Ratio12.7618.68
Forecasted P/E Ratio19.2320.73
Earnings Growth Rate (%)24.3215.33
Proj. Earnings Growth Rate (%)16.8816.71
Return on Equity (%)1.5911.96
Turnover (unannualized % since 10/31)77-
Beta vs. Fund Benchmark1-

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 03/31/2019)

Company Name [Ticker]% of Net Assets
Interxion Holding NV [INXN]3.1
Quotient Technology Inc. [QUOT]3.0
Cerus Corp. [CERS]2.6
Maxlinear Inc. [MXL]2.0
Invacare Corp. [IVC]1.9
Ligand Pharmaceuticals Inc. [LGND]1.9
Inphi Corp. [IPHI]1.8
Iridium Communications Inc. [IRDM]1.7
Evolent Health Inc. [EVH]1.7
Onespan Inc. [OSPN]1.6
% of Total Holdings:21.3

Full Holdings (As of Quarter Ended 03/31/2019)

Company Name [Ticker]CountryShares (000's)Current Price ($)Market Value ($000's)% of Net Assets
Interxion Holding NV [INXN]NL10166.736,7503.1
Quotient Technology Inc. [QUOT]US6689.876,5903.0
Cerus Corp. [CERS]US8936.235,5632.6
Maxlinear Inc. [MXL]US16725.534,2632.0
Invacare Corp. [IVC]US4888.374,0821.9
Ligand Pharmaceuticals Inc. [LGND]US32125.714,0471.9
Inphi Corp. [IPHI]US8743.743,8071.8
Iridium Communications Inc. [IRDM]US14226.443,7481.7
Evolent Health Inc. [EVH]US28512.583,5821.7
Onespan Inc. [OSPN]US17919.223,4371.6
Electronics For Imaging Inc. [EFII]US12726.903,4141.6
Pacira Pharmaceuticals Inc. [PCRX]US8738.063,3091.5
Wageworks Inc. [WAGE]US8737.763,3041.5
PTC Therapeutics Inc. [PTCT]US8637.643,2381.5
Surgery Partners Inc. [SGRY]US28211.283,1831.5
Healthcare Services Group Inc. [HCSG]US9532.993,1381.4
Medicines Co. [MDCO]US11227.953,1231.4
Synchronoss Technologies Inc. [SNCR]US4956.083,0071.4
Mastec Inc. [MTZ]US6248.102,9851.4
Wright Medical Group NV [WMGI]NL9331.452,9321.4
Portola Pharmaceuticals Inc. [PTLA]US8334.702,8911.3
Advanced Disposal Services Inc. [ADSW]US10128.002,8411.3
Adtalem Global Education Inc. [ATGE]US6146.322,8171.3
National General Holdings Corp. [NGHC]US11823.732,8071.3
R1 RCM Inc. [RCM]US2769.672,6651.2
Gogo Inc. [GOGO]US5844.492,6211.2
Tivity Health Inc. [TVTY]US14617.562,5691.2
Quantenna Communications Inc. [QTNA]US10124.332,4461.1
Churchill Downs Inc. [CHDN]US2790.262,4191.1
Infinera Corp. [INFN]US5534.342,4021.1
Boot Barn Holdings Inc. [BOOT]US8229.442,4001.1
Nextgen Healthcare Inc. [NXGN]US14016.832,3591.1
Primo Water Corp. [PRMW]US15115.462,3421.1
Kinsale Capital Group Inc. [KNSL]US3468.572,3261.1
G-III Apparel Group Ltd. [GIII]US5839.962,3241.1
Aquaventure Holdings Ltd. [WAAS]VI11919.352,3091.1
Casa Systems Inc. [CASA]US2768.302,2901.1
Carbonite Inc. [CARB]US9124.812,2691.0
Rexnord Corp. [RXN]US9025.142,2551.0
Essent Group Ltd. [ESNT]BM5243.452,2541.0
World Wrestling Entertainment Inc. [WWE]US2586.782,2021.0
Gtt Communications Inc. [GTT]US6334.702,1721.0
Green Dot Corp. [GDOT]US3560.652,1071.0
Dave & Buster's Entertainment Inc. [PLAY]US4249.872,0871.0
Lumentum Holdings Inc. [LITE]US3756.542,0821.0
Cryolife Inc. [CRY]US6929.172,0120.9
Amarin Corp. plc ADR [AMRN]GB9620.761,9870.9
Playa Hotels & Resorts NV [PLYA]NL2587.631,9710.9
Halozyme Therapeutics Inc. [HALO]US12216.101,9690.9
Viewray Inc. [VRAY]US2637.391,9430.9
Clovis Oncology Inc. [CLVS]US7824.821,9240.9
Teladoc Inc. [TDOC]US3455.601,9030.9
National Vision Holdings Inc. [EYE]US5831.431,8190.8
MTS Systems Corp. [MTSC]US3354.461,8180.8
Actuant Corp. [ATU]US7424.371,7930.8
NN Inc. [NNBR]US2367.491,7700.8
Echo Global Logistics Inc. [ECHO]US7024.781,7390.8
Vocera Communications Inc. [VCRA]US5531.631,7370.8
Meritor Inc. [MTOR]US8420.351,7030.8
Chemical Financial Corp. [CHFC]US4141.161,6960.8
Callon Petroleum Co. [CPE]US2247.551,6940.8
Freshpet Inc. [FRPT]US3942.291,6540.8
Stamps.Com Inc. [STMP]US2081.411,6510.8
WNS Holdings Ltd. ADR [WNS]IN3153.271,6470.8
Guess? Inc. [GES]US7819.601,5250.7
Evo Payments Inc. [EVOP]US5129.051,4930.7
Cardtronics plc [CATM]GB4235.581,4920.7
Saia Inc. [SAIA]US2461.101,4720.7
Circor International Inc. [CIR]US4532.601,4550.7
Medifast Inc. [MED]US11127.551,4310.7
Atlas Air Worldwide Holdings Inc. [AAWW]US2850.561,4270.7
Matador Resources Co. [MTDR]US7419.331,4260.7
Methode Electronics Inc. [MEI]US4828.781,3930.6
FB Financial Corp. [FBK]US4431.761,3880.6
Beacon Roofing Supply Inc. [BECN]US4332.161,3730.6
REV Group Inc. [REVG]US12410.951,3610.6
Acadia Healthcare Co. Inc. [ACHC]US4629.311,3500.6
Kornit Digital Ltd. [KRNT]IL5623.801,3220.6
Tpi Composites Inc. [TPIC]US4528.621,3010.6
Party City Holdco Inc. [PRTY]US1577.941,2490.6
Meta Financial Group Inc. [CASH]US6219.681,2260.6
Tristate Capital Holdings Inc. [TSC]US6020.431,2170.6
EnerSys [ENS]US1865.161,1860.5
Aquantia Corp. [AQ]US1309.061,1750.5
Red Robin Gourmet Burgers Inc. [RRGB]US4028.811,1580.5
Daseke Inc. [DSKE]US2275.091,1550.5
Amicus Therapeutics Inc. [FOLD]US8213.601,1210.5
Luminex Corp. [LMNX]US4723.011,0870.5
Eldorado Resorts Inc. [ERI]US2346.691,0680.5
Noodles & Co. [NDLS]US1556.801,0560.5
Maxar Technologies Inc. [MAXR]US2554.021,0240.5
BioSpecifics Technologies Corp. [BSTC]US1562.339660.4
SRC Energy Inc. [SRCI]US1795.129170.4
Teligent Inc. [TLGT]US7551.168760.4
Chefs' Warehouse Inc. [CHEF]US2631.057950.4
Carrizo Oil & Gas Inc. [CRZO]US6312.477800.4
Power Solutions International Inc. [PSIX]US1007.497510.3
Foundation Building Materials Inc. [FBM]US229.842150.1
Total212,41998.1
Cash and Other Assets Less Liabilities1.9
Total Net Assets100%

Sector Allocation (As of Quarter Ended 03/31/2019)

As of Quarter Ended 03/31/2019
Economic SectorHarbor Small Cap Growth Opportunities Fund %Russell 2000® Growth Index %
Health Care29.526.6
Information Technology21.819.3
Industrials16.417.3
Consumer Discretionary13.914.6
Financials6.96.9
Communication Services4.03.3
Energy2.21.9
Consumer Staples2.22.9
Utilities1.10.5
Real Estate0.03.2
Materials0.03.4

Sector Returns (As of Quarter Ended 03/31/2019)

As of Quarter Ended 03/31/2019
Sector ReturnsHarbor Small Cap Growth Opportunities Fund %Russell 2000® Growth Index %
Communication Services36.315.1
Information Technology22.324.6
Health Care17.918.0
Energy16.124.0
Consumer Staples16.07.1
Industrials10.813.5
Consumer Discretionary8.715.9
Financials3.210.8
Utilities2.49.1
Cash0.60.0
Materials0.017.2
Real Estate0.019.7

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The Russell 2000® Growth Index is an unmanaged index representing the smallest 2000 stocks with the highest price-to-book ratio and future earnings. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 2000® Growth Index and Russell® are trademarks of Frank Russell Company.