Harbor Convertible Securities Fund Administrative Class (HRCSX)

Portfolio Characteristics (As of Quarter Ended 12/31/2017)

Harbor Convertible Securities FundICE BofAML US Convertible Ex Mandatory Index
Number of Issues114387
Weighted Avg. Maturity (yrs)3.8722.77
Convertible Avg. Price ($)116.09144.35
Yield to Put/Maturity (%)-1.66-0.86
Average Issue Size (MM)642346

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 12/31/2017)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
On Semiconductor Corp.12/01/20201.02,2672.1
Royal Gold Inc.06/15/20192.92,1241.9
Citrix Systems Inc.04/15/20190.52,0631.9
Starwood Waypoint Homes01/15/20223.52,0261.8
Dish Network Corp.08/15/20263.41,9401.8
Servicenow Inc.06/01/20220.01,8471.7
Extra Space Storage LP10/01/20353.11,7291.6
Blackhawk Network Holdings Inc.01/15/20221.51,7221.6
Two Harbors Investment Corp.01/15/20226.21,6911.5
Proofpoint Inc.06/15/20200.81,6771.5
% of Total Holdings:19,08617.4

Full Holdings (As of Quarter Ended 12/31/2017)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
On Semiconductor Corp.12/01/20201.02,2672.1
Royal Gold Inc.06/15/20192.92,1241.9
Citrix Systems Inc.04/15/20190.52,0631.9
Starwood Waypoint Homes01/15/20223.52,0261.8
Dish Network Corp.08/15/20263.41,9401.8
Servicenow Inc.06/01/20220.01,8471.7
Extra Space Storage LP10/01/20353.11,7291.6
Blackhawk Network Holdings Inc.01/15/20221.51,7221.6
Two Harbors Investment Corp.01/15/20226.21,6911.5
Proofpoint Inc.06/15/20200.81,6771.5
Microchip Technology Inc.02/15/20271.61,6641.5
Jazz Investments I Ltd.08/15/20211.91,6491.5
Twitter Inc.09/15/20211.01,6451.5
Integrated Device Technology Inc.11/15/20220.91,5221.4
Verint Systems Inc.06/01/20211.51,4861.4
Inmarsat plc09/09/20233.91,4811.4
Nextera Energy Partners LP09/15/20201.51,4351.3
Workday Inc.10/01/20220.21,4211.3
Wright Medical Group Inc.02/15/20202.01,3881.3
Ares Capital Corp.02/01/20223.81,3781.3
BioMarin Pharmaceutical Inc.08/01/20240.61,3501.2
Medidata Solutions Inc.08/01/20181.01,3411.2
Molina Healthcare Inc.08/15/20441.61,3051.2
Allscripts Healthcare Solutions Inc.07/01/20201.21,2601.1
Stmicroelectronics NV07/03/20240.21,2391.1
Hubspot Inc.06/01/20220.21,2271.1
BioMarin Pharmaceutical Inc.10/15/20201.51,1951.1
Siemens Financieringsmaatschappij NV08/16/20191.61,1941.1
IAC Financeco Inc.10/01/20220.91,1861.1
QIAGEN NV03/19/20190.41,1771.1
Nuvasive Inc.03/15/20212.21,1701.1
Dexcom Inc.05/15/20220.81,1631.1
Navistar International Corp.04/15/20194.81,1621.1
Lendingtree Inc.06/01/20220.61,1551.1
Silicon Laboratories Inc.03/01/20221.41,1501.0
Liberty Media Corp.09/30/20462.21,1461.0
Zillow Group Inc.12/01/20212.01,1431.0
Priceline Group Inc.06/15/20200.31,1421.0
Tesla Motors Inc.03/01/20211.21,1401.0
Liberty Expedia Holdings Inc.06/30/20471.01,1311.0
Ctrip.Com International Ltd.09/15/20221.21,1271.0
Meritor Inc.10/15/20373.21,1221.0
Ctrip.Com International Ltd.07/01/20252.01,1161.0
Weibo Corp.11/15/20221.21,1061.0
Salesforce.com Inc.04/01/20180.21,1031.0
Live Nation Entertainment Inc.05/15/20192.51,0831.0
Total SA MTN12/02/20220.51,0431.0
Square Inc.03/01/20220.41,0110.9
Starwood Property Trust Inc.04/01/20234.49830.9
Wayfair Inc.09/01/20220.49560.9
Weatherford International Ltd.07/01/20215.99370.9
Nice Systems Inc.01/15/20241.29080.8
Pacira Pharmaceuticals Inc.04/01/20222.49030.8
Vinci SA02/16/20220.49020.8
Tutor Perini Corp.06/15/20212.98880.8
Priceline Group Inc.09/15/20210.98870.8
Neurocrine Biosciences Inc.05/15/20242.28870.8
Gogo Inc.03/01/20203.88800.8
Liberty Interactive LLC09/30/20461.88760.8
OSI Systems Inc.09/01/20221.28730.8
Chesapeake Energy Corp.09/15/20265.58420.8
Fireeye Inc.06/01/20351.68370.8
Red Hat Inc.10/01/20190.28280.8
Lumentum Holdings Inc.03/15/20240.27990.7
Finisar Corp.12/15/20360.57690.7
Micron Technology Inc.11/15/20433.07570.7
China Lodging Group Ltd.11/01/20220.47530.7
Ensco Jersey Finance Ltd.01/31/20243.07350.7
Dycom Industries Inc.09/15/20210.87240.7
LAM Research Corp.05/15/20181.26980.6
Rovi Corp.03/01/20200.56750.6
CalAtlantic Group Inc.05/15/20181.66520.6
Teradyne Inc.12/15/20231.26420.6
Nuance Communications Inc.04/01/20251.26260.6
Microchip Technology Inc.02/15/20251.66120.6
Greenbrier Companies Inc.02/01/20242.96110.6
CalAtlantic Group Inc.06/01/20190.26010.5
Nuance Communications Inc.12/15/20351.05920.5
InterDigital Inc.03/01/20201.55900.5
Chart Industries Inc.11/15/20241.05890.5
Marriott Vacations Worldwide Corp.09/15/20221.55890.5
Intel Corp.08/01/20393.25850.5
Spirit Realty Capital Inc.05/15/20192.95830.5
Electronics For Imaging Inc.09/01/20190.85710.5
Altaba Inc.12/01/20180.05700.5
Tesla Motors Inc.03/15/20222.45690.5
Empire State Realty OP LP08/15/20192.65680.5
Web.com Group Inc.08/15/20181.05680.5
Macquarie Infrastructure Corp.07/15/20192.95640.5
Euronet Worldwide Inc.10/01/20441.55610.5
Liberty Media Corp.10/15/20231.45590.5
Envestnet Inc.12/15/20191.85520.5
Liberty Media Corp.01/30/20231.05520.5
National Health Investors Inc.04/01/20213.25510.5
Inphi Corp.09/01/20210.85500.5
Workday Inc.07/15/20201.55460.5
Advanced Micro Devices Inc.09/01/20262.15370.5
Illumina Inc.06/15/20210.55200.5
Nabors Industries Inc.01/15/20240.84440.4
Macquarie Infrastructure Corp.10/01/20232.03870.4
ServiceNow Inc.11/01/20180.03840.4
NRG Yield Inc.02/01/20193.53660.3
Ligand Pharmaceuticals Inc.08/15/20190.83450.3
Akamai Technologies Inc.02/15/20190.03300.3
Oasis Petroleum Inc.09/15/20232.63240.3
Cypress Semiconductor Corp.02/01/20232.03050.3
SM Energy Co.07/01/20211.52950.3
PDC Energy Inc.09/15/20211.12930.3
Caesars Entertainment Corp.10/01/20245.02910.3
Ciena Corp.10/15/20183.82900.3
Dish Network Corp.03/15/20242.42800.3
Vinci SA02/16/20220.42260.2
Solarcity Corp.11/01/20191.6510.0
NRG Yield Inc.06/01/20203.290.0
Total106,36997.0
Cash and Other Assets Less Liabilities3.0
Total Net Assets100%

Sector Allocation (As of Quarter Ended 12/31/2017)

As of Quarter Ended 12/31/2017
Economic SectorHarbor Convertible Securities Fund %
Information Technology40.1
Consumer Discretionary14.3
Health Care14.3
Industrials9.2
Real Estate5.0
Financials4.8
Energy4.5
Materials1.9
Utilities1.7
Telecommunication Services1.4

Maturity Profile (As of Quarter Ended 09/30/2017)

As of Quarter Ended 09/30/2017
MaturityHarbor Convertible Securities Fund %
0-1 yr7.8
1-3 yr30.0
3-5 yr35.5
5-7 yr18.9
7-10 yr3.9
10-20 yr1.7
20-30 yr0.0
Over 30 yr0.0

Duration (As of Quarter Ended 09/30/2017)

As of Quarter Ended 09/30/2017
DurationHarbor Convertible Securities Fund %
0-1 yr22.3
1-3 yr55.8
3-5 yr18.7
5-7 yr1.1
7-10 yr0.0
10-20 yr0.0
20-30 yr0.0
Over 30 yr0.0

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The ICE BofAML US Convertible Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.