Harbor Convertible Securities Fund Administrative Class (HRCSX)

Portfolio Characteristics (As of Quarter Ended 12/31/2017)

Harbor Convertible Securities FundICE BofAML US Convertible Ex Mandatory Index
Number of Issues114387
Weighted Avg. Maturity (yrs)3.8722.77
Convertible Avg. Price ($)116.09144.35
Yield to Put/Maturity (%)-1.66-0.86
Average Issue Size (MM)642346

For definitions of the portfolio characteristics, visit our Financial Glossary.

Top Ten Holdings (As of Quarter Ended 03/31/2018)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Microchip Technology Inc.02/15/20271.62,7392.4
Servicenow Inc.06/01/20220.02,4962.2
Extra Space Storage LP10/01/20353.12,3372.1
Royal Gold Inc.06/15/20192.92,2832.0
On Semiconductor Corp.12/01/20201.02,1281.9
Citrix Systems Inc.04/15/20190.52,1001.8
Workday Inc.10/01/20220.22,0351.8
Dish Network Corp.08/15/20263.42,0171.8
Proofpoint Inc.06/15/20200.81,9771.7
Priceline Group Inc.06/15/20200.31,9601.7
% of Total Holdings:22,07219.4

Full Holdings (As of Quarter Ended 03/31/2018)

Issuer NameMaturity DateCoupon Rate (%)Market Value ($000's)% of Net Assets
Microchip Technology Inc.02/15/20271.62,7392.4
Servicenow Inc.06/01/20220.02,4962.2
Extra Space Storage LP10/01/20353.12,3372.1
Royal Gold Inc.06/15/20192.92,2832.0
On Semiconductor Corp.12/01/20201.02,1281.9
Citrix Systems Inc.04/15/20190.52,1001.8
Workday Inc.10/01/20220.22,0351.8
Dish Network Corp.08/15/20263.42,0171.8
Proofpoint Inc.06/15/20200.81,9771.7
Priceline Group Inc.06/15/20200.31,9601.7
Ih Merger Sub LLC01/15/20223.51,9451.7
Liberty Media Corp.03/31/20482.11,8041.6
Live Nation Entertainment Inc.03/15/20232.51,8011.6
IAC Financeco Inc.10/01/20220.91,7801.6
Nextera Energy Partners LP09/15/20201.51,7721.6
Nuvasive Inc.03/15/20212.21,7261.5
Jazz Investments I Ltd.08/15/20211.91,7201.5
Allscripts Healthcare Solutions Inc.07/01/20201.21,7201.5
Akamai Technologies Inc.02/15/20190.01,6841.5
Two Harbors Investment Corp.01/15/20226.21,6671.5
Western Digital Corp.02/01/20241.51,6151.4
Tesla Motors Inc.03/01/20211.21,5391.4
Zillow Group Inc.12/01/20212.01,5151.3
Verint Systems Inc.06/01/20211.51,4891.3
Meritor Inc.10/15/20373.21,4271.3
Ares Capital Corp.02/01/20223.81,3701.2
Integrated Device Technology Inc.11/15/20220.91,3421.2
Wright Medical Group Inc.02/15/20202.01,3421.2
Medidata Solutions Inc.08/01/20181.01,3031.1
Blackstone Mortgage Trust Inc.03/15/20234.81,2881.1
BioMarin Pharmaceutical Inc.08/01/20240.61,2731.1
Dexcom Inc.05/15/20220.81,2701.1
Stmicroelectronics NV07/03/20240.21,2431.1
Inmarsat plc09/09/20233.91,2301.1
Exact Sciences Corp.01/15/20251.01,2161.1
Weibo Corp.11/15/20221.21,1711.0
Ctrip.Com International Ltd.07/01/20252.01,1541.0
Silicon Laboratories Inc.03/01/20221.41,1541.0
Ctrip.Com International Ltd.09/15/20221.21,1461.0
Hubspot Inc.06/01/20220.21,1261.0
Starwood Property Trust Inc.04/01/20234.41,1251.0
Siemens Financieringsmaatschappij NV08/16/20191.61,1141.0
BioMarin Pharmaceutical Inc.10/15/20201.51,1121.0
Navistar International Corp.04/15/20194.81,1031.0
Liberty Expedia Holdings Inc.06/30/20471.01,0921.0
Nuance Communications Inc.04/01/20251.21,0660.9
Total SA MTN12/02/20220.51,0440.9
Wayfair Inc.09/01/20220.41,0180.9
Molina Healthcare Inc.08/15/20441.69940.9
Okta Inc.02/15/20230.29910.9
QIAGEN NV03/19/20190.49480.8
Nice Systems Inc.01/15/20241.29120.8
Neurocrine Biosciences Inc.05/15/20242.29090.8
OSI Systems Inc.09/01/20221.28810.8
Oasis Petroleum Inc.09/15/20232.68730.8
Empire State Realty OP LP08/15/20192.68700.8
Envestnet Inc.12/15/20191.88700.8
Greenbrier Cos. Inc.02/01/20242.98660.8
Finisar Corp.12/15/20360.58630.8
Zendesk Inc.03/15/20230.28610.8
Vinci SA02/16/20220.48570.8
Tutor Perini Corp.06/15/20212.98490.7
Marriott Vacations Worldwide Corp.09/15/20221.58410.7
Liberty Interactive LLC09/30/20461.88410.7
Weatherford International Ltd.07/01/20215.98120.7
Cypress Semiconductor Corp.02/01/20232.07880.7
Lendingtree Inc.06/01/20220.67450.7
China Lodging Group Ltd.11/01/20220.47260.6
Dycom Industries Inc.09/15/20210.87030.6
Rovi Corp.03/01/20200.56940.6
Teradyne Inc.12/15/20231.26860.6
Chart Industries Inc.11/15/20241.06580.6
Intel Corp.08/01/20393.26550.6
Pacira Pharmaceuticals Inc.04/01/20222.46230.5
Valeo SA MTN06/16/20210.06170.5
Altaba Inc.12/01/20180.05910.5
Nuance Communications Inc.12/15/20351.05880.5
Spirit Realty Capital Inc.05/15/20192.95790.5
Red Hat Inc.10/01/20190.25780.5
InterDigital Inc.03/01/20201.55750.5
Oil States International Inc.02/15/20231.55740.5
Liberty Media Corp.09/30/20462.25720.5
Chesapeake Energy Corp.09/15/20265.55700.5
Gogo Inc.03/01/20203.85630.5
Lumentum Holdings Inc.03/15/20240.25570.5
Macquarie Infrastructure Corp.07/15/20192.95420.5
Square Inc.03/01/20220.45390.5
Euronet Worldwide Inc.10/01/20441.55380.5
Illumina Inc.06/15/20210.55360.5
National Health Investors Inc.04/01/20213.25360.5
Advanced Micro Devices Inc.09/01/20262.15230.5
Liberty Media Corp.01/30/20231.05180.5
Micron Technology Inc.11/15/20433.05150.5
Tesla Motors Inc.03/15/20222.45100.4
Chegg Inc.05/15/20230.24640.4
NRG Yield Inc.02/01/20193.53600.3
Macquarie Infrastructure Corp.10/01/20232.03600.3
Ciena Corp.10/15/20183.83290.3
Nutanix Inc.01/15/20230.03260.3
Fireeye Inc.06/01/20351.63150.3
Workday Inc.07/15/20201.53130.3
Insulet Corp.11/15/20241.43040.3
SM Energy Co.07/01/20211.52930.3
PDC Energy Inc.09/15/20211.12930.3
Nabors Industries Inc.01/15/20240.82870.3
Ensco Jersey Finance Ltd.01/31/20243.02850.3
Q2 Holdings Inc.02/15/20230.82830.2
Liberty Media Corp.10/15/20231.42790.2
Novellus Systems Inc.05/15/20412.62670.2
Caesars Entertainment Corp.10/01/20245.02620.2
Ionis Pharmaceuticals Inc.11/15/20211.02460.2
Supernus Pharmaceuticals Inc.04/01/20230.62400.2
Vinci SA02/16/20220.42140.2
Ringcentral Inc.03/15/20230.01810.2
Web.com Group Inc.08/15/20181.0190.0
Total112,93599.8
Cash and Other Assets Less Liabilities0.2
Total Net Assets100%

Sector Allocation (As of Quarter Ended 03/31/2018)

As of Quarter Ended 03/31/2018
Economic SectorHarbor Convertible Securities Fund %
Information Technology39.0
Consumer Discretionary16.8
Health Care15.3
Industrials7.6
Real Estate5.5
Financials5.4
Energy4.4
Materials2.0
Utilities1.9
Telecommunication Services1.1

Maturity Profile (As of Quarter Ended 09/30/2017)

As of Quarter Ended 09/30/2017
MaturityHarbor Convertible Securities Fund %
0-1 yr7.8
1-3 yr30.0
3-5 yr35.5
5-7 yr18.9
7-10 yr3.9
10-20 yr1.7
20-30 yr0.0
Over 30 yr0.0

Duration (As of Quarter Ended 09/30/2017)

As of Quarter Ended 09/30/2017
DurationHarbor Convertible Securities Fund %
0-1 yr22.3
1-3 yr55.8
3-5 yr18.7
5-7 yr1.1
7-10 yr0.0
10-20 yr0.0
20-30 yr0.0
Over 30 yr0.0

This information should not be considered as a recommendation to purchase or sell a particular security and the holdings, sectors or countries mentioned may change at any time and may not represent current or future investments.

The ICE BofAML US Convertible Ex Mandatory Index is broadly representative of the U.S. convertible securities market, consisting of publicly traded issues, denominated in U.S. dollars, of all credit qualities, and excluding mandatory (equity-linked) convertibles. This unmanaged index does not reflect fees and expenses and is not available for direct investment.